In the Media

RIA Central Digests (October 9, 2014) -- Too old and too male is how the Public Investors Arbitration Bar Association (Piaba) described Finra arbitrators in a recent study. The association also…
TheStreet (October 8, 2014 5:00 am) -- Did you hear the one about the guy who got on a Finra arbitration panel even though he'd pled no-contest after being indicted for practicing law without a…
NASAA Statement on PIABA Arbitration StudyNASAA (October 8, 2014) -- The following is a statement from William Beatty, Washington Securities Director and president of the North American Securities…
USA Today (October 7, 2014 3:41 pm) -- The Financial Industry Regulatory Authority arbitration pools that decide many investor disputes with brokers lack diversity, raising the prospect the system…