In the Media

MainStreet.com (NEW YORK) (March 10, 2014 9:13 am) — Investors are always urged to perform due diligence when hiring a financial advisor, and one platform often recommended is the Financial Industry…
LifeHealthPro.com (March 8, 2014) -- Investors who rely on the BrokerCheck disclosure system maintained by the Financial Industry Regulatory Authority (FINRA) to check out the background of their…
reed.senate.gov (WASHINGTON, DC) (March 7, 2014) — In response to a new study from the Public Investors Arbitration Bar Association (PIABA), which found that the Financial Industry Regulatory…
An outstanding investigation of FINRA, Wall Street's self-regulator, continuesColumbia Journalism Review (March 7, 2014) -- The Wall Street Journal has an excellent investigative series going into…
lifehealthpro.com (March 7, 2014) -- The Financial Industry Regulatory Authority’s BrokerCheck is full of holes and deletes crucial information about brokers’ backgrounds — including criminal records…
An outstanding investigation of FINRA, Wall Street's self-regulator, continuesCJR (March 7, 2014) -- The Wall Street Journal has an excellent investigative series going into Wall Street self-…
Regulator Deletes Red Flags From Brokers' Records, Says Study - Study Into Brokers' Records Was Conducted by Public Investors Arbitration Bar Association, Jean Eaglesham and Rob BarryThe Wall Street…
Regulator deletes problematic broker data: Studycnbc.com (March 6, 2014 3:39 pm) -- A study released Thursday showed that the Financial Industry Regulatory Authority "routinely deletes" problematic…
The Telegraph (March 6, 2014) -- Investors who rely on the BrokerCheck disclosure system maintained by the Financial Industry Regulatory Authority (FINRA) to check out the background of their current…
InvestmentNews.com (March 6, 2014 10:54 am) -- Finra's BrokerCheck system does not go far enough in disclosing important information needed by investors, a group of plaintiff's attorneys who…