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Upcoming PIABA Events

P IABA Webinar, Only Two Things in Life are Certain: Taxes and Clients' Questions About Taxes, July 31, 2019, 3:00 pm - 4:15 pm Eastern
2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

SRO Committee Conference Call

Wed, 06/26/2019 - 1:00pm - Wed, 06/26/2019 - 2:00pm

SRO Committee Conference Call

Wed, 07/10/2019 - 1:00pm - Wed, 07/10/2019 - 2:00pm

By-Laws Committee Conference Call

Wed, 07/10/2019 - 3:00pm - Wed, 07/10/2019 - 4:00pm

PIABA News Joined

COMMENT LETTER: Rule Proposal PRN 2019-044, Fiduciary Duty of Broker-Dealers, Agents, Investment Advisers, and Investment Adviser Representatives; Proposed New Rule N.J.A.C. 13:47A-6.4 and Proposed Amendment to N.J.A.C. 13:47A-6.3 (June 14, 2019)

PRESS RELEASE: PIABA: Divided SEC Vote Lowering Investor Advice Protections for Investors "Very Disappointing" (June 5, 2019)

Joint Statement on Opportunistic Strategies in the Credit Derivatives Market

SEC Adopts Capital, Margin, and Segregation Requirements for Security-Based Swap Dealers and Major Security-Based Swap Participants and Amends the Capital and Segregation Requirements for Broker-Dealers

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