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Upcoming PIABA Events

Upcoming Webinars, June 1, 2020 - August 31, 2020
2020 PIABA Annual Meeting, The Broadmoor. Colorado Springs, Colorado, October 20-23, 2020
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021

PIABA Calendar

RIA Committee Conference Call

Fri, 06/05/2020 - 11:00am - Fri, 06/05/2020 - 12:00pm

SRO Committee Conference Call

Wed, 06/10/2020 - 1:00pm - Wed, 06/10/2020 - 2:00pm

Membership Committee Conference Call

Thu, 06/11/2020 - 2:00pm - Thu, 06/11/2020 - 3:00pm

PIABA News Joined

COMMENT LETTER: Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) to Allow the Dissemination of IAPD Information through BrokerCheck (May 26, 2020)

COMMENT LETTER: File No. SR-FINRA-2020-011, FINRA proposed rule change to address brokers with a significant history of misconduct (May 5, 2020)

SEC Issues Agenda for June 1 Meeting of the Fixed Income Market Structure Advisory Committee

Unregistered $25.5 Million ICO Issuer to Return Money for Distribution to Investors

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484