Home | PIABA

Find an Attorney

Upcoming PIABA Events

2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
2020 PIABA Mid-Year Meeting, TBA, Washington, DC, March 26, 2020
2020 PIABA Hill Day, TBA, Washington, DC, March 27, 2020
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

2019 PIABA Annual Meeting and Securities Law Seminar

Tue, 10/22/2019 - 8:00am - Fri, 10/25/2019 - 5:00pm

2020 PIABA Mid-Year Meeting

Thu, 03/26/2020 - 8:00am - Thu, 03/26/2020 - 5:00pm

2020 PIABA Hill Day

Fri, 03/27/2020 - 8:00am - Fri, 03/27/2020 - 5:00pm

PIABA News Joined

COMMENT LETTER: Concept Release on Harmonization of Securities Offering Exemptions File No. S7-08-19 (September 24, 2019)

COMMENT LETTER: Proposed Amendments to Massachusetts 950 CMR Sections Requiring Broker-dealers, agents, investment advisers and investment adviser representatives be subject to a Fiduciary Duty (July 26, 2019)

SEC Charges 18 Traders in $31 Million Stock Manipulation Scheme

FINRA Publishes 2019 Report on Examination Findings and Observations

Services

Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484