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Upcoming PIABA Events

Upcoming Webinars
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021
2022 PIABA Annual Meeting, JW Marriott San Antonio Hill Country, San Antonio, Texas, October 25-28, 2022
2023 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 24-27, 2023

PIABA Calendar

Arbitration Committee Conference Call

Tue, 06/15/2021 - 2:00pm - Tue, 06/15/2021 - 3:00pm

PIABA Foundation Committee Conference Call

Thu, 06/17/2021 - 11:00am - Thu, 06/17/2021 - 12:00pm

SRO Committee Conference Call

Wed, 06/23/2021 - 1:00pm - Wed, 06/23/2021 - 2:00pm

PIABA News

REPORT: 2021 Updated Study on FINRA Expungements (May 18, 2021)

PRESS RELEASE: PIABA Foundation/PIABA: New FINRA Steps to Fix Flaws in Brokers Misconduct "Expungement" Process Won't Work, Independent Investor Advocate Needed (May 18, 2021)

SEC Awards Approximately $3 Million to Two Whistleblowers

Renee Jones to Join SEC as Director of Corporation Finance; John Coates Named SEC General Counsel

Services

Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484