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2024 PIABA Annual Meeting, Rancho Bernardo Inn, San Diego, California, September 24-27, 2024

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Women's Social Hour

Fri, 12/08/2023 - 2:00pm - Fri, 12/08/2023 - 3:00pm

PIABA News

COMMENT LETTER: SR-FINRA-2023-013; Proposed Rule Change to Revise and Restate the Qualifications for Representatives in Arbitrations and Mediations (November 3, 2023)

AMICUS BRIEF: Alpine Securities Corp. and Scottsdale Capital Advisors Corp. v. FINRA and USA, Amicus Brief of PIABA in Support of Defendant-Appellee, US District Court for the District of Columbia, No. 1:23-Cv-01506-BAH (November 3, 2023)

FINRA Fines BofA Securities $24 Million for Treasuries Spoofing and Related Supervisory Failures

Jon Kroeper, EVP-Quality of Markets, to Depart FINRA

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