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Upcoming PIABA Events

2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

Arbitration Committee Conference Call

Tue, 08/20/2019 - 4:00pm - Tue, 08/20/2019 - 5:00pm

RIA Committee Conference Call

Wed, 08/21/2019 - 2:00pm - Wed, 08/21/2019 - 3:00pm

SRO Committee Conference Call

Wed, 08/28/2019 - 1:00pm - Wed, 08/28/2019 - 2:00pm

PIABA News Joined

COMMENT LETTER: Proposed Amendments to Massachusetts 950 CMR Sections Requiring Broker-dealers, agents, investment advisers and investment adviser representatives be subject to a Fiduciary Duty (July 26, 2019)

New Jersey Consumer Affairs Public Hearing, Statement of Joseph Peiffer regarding Fiduciary Duty of Broker-Dealers, Agents, Investment Advisers, and Investment Advisers Representatives (July 17, 2019)

Cantor Fitzgerald and BMO Capital Charged for Improper Handling of ADRs

SEC Charges Former CFO of Cash Advance Company With Defrauding Retail Investors

Services

Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484