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Upcoming PIABA Events

Upcoming Webinars
2023 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 24-27, 2023

PIABA Calendar

Diversity Committee Meeting

Wed, 06/07/2023 - 3:30pm - Wed, 06/07/2023 - 4:30pm

Membership Committee Meeting

Thu, 06/08/2023 - 2:00pm - Thu, 06/08/2023 - 3:00pm

Policy Committee Meeting

Tue, 06/13/2023 - 3:00pm - Tue, 06/13/2023 - 4:00pm

PIABA News

COMMENT LETTER: SR-FINRA-2023-007 – Proposed Rule Change To Adopt Supplementary Material .18 (Remote Inspections Pilot Program) Under FINRA Rule 3110 (Supervision) (May 24, 2023)

COMMENT LETTER: SR-SEC-S7-04-23 - Proposed Rule Change regarding custody requirements for Registered Investment Advisers (May 7, 2023)

SEC, NASAA, FINRA to Co-Host Webinar on Identifying and Reporting Suspected Senior Financial Exploitation

Report From FINRA Board of Governors Meeting – May 2023

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