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Upcoming PIABA Events

2018 PIABA Annual Meeting, Hyatt Regency Coconut Point, Bonita Springs, Florida, October 9-12, 2018
2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

SRO Committee Conference Call

Wed, 07/25/2018 - 1:00pm - Wed, 07/25/2018 - 2:00pm

PIABA Bar Journal Conference Call

Wed, 07/25/2018 - 2:30pm - Wed, 07/25/2018 - 3:30pm

Amicus Committee Conference Call

Thu, 08/02/2018 - 1:00pm - Thu, 08/02/2018 - 2:00pm

PIABA News Joined

COMMENT LETTER: FINRA Rule Amendments Relating to High-Risk Brokers and the Firms That Employ Them (June 28, 2018)

COMMENT LETTER: Proposed Amendments to the Quantitative Suitability Obligation Under FINRA Rule 2111 (June 18, 2018)

SEC Files Charges in Busted Microcap Schemes

FINRA Handles Record Volume of Market Activity through First Six Months of 2018

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