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Upcoming PIABA Events

Upcoming Webinars
2021 PIABA Mid-Year Meeting, March 25, 2021 (date subject to change)
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021

PIABA Calendar

Amicus Committee Conference Call

Thu, 12/03/2020 - 1:00pm - Thu, 12/03/2020 - 2:00pm

Mid-Year Meeting Committee Conference Call

Mon, 12/07/2020 - 2:00pm - Mon, 12/07/2020 - 3:00pm

SRO Committee Conference Call

Wed, 12/09/2020 - 1:00pm - Wed, 12/09/2020 - 2:00pm

PIABA News Joined

COMMENT LETTER: SR-FINRA-2020-038 - Proposed Rule Change to Amend FINRA Rules 5122 (Private Placements of Securities Issued by Members) and 5123 (Private Placements of Securities)(November 27, 2020)

COMMENT LETTER: SEC File Number S7-13-20 - Proposed Exemptive Order Granting Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders (November 12, 2020)

SEC Charges Disbarred New York Attorney and Florida Attorney with Scheme to Create False Opinion Letters

SEC Charges Unregistered Investment Adviser with Defrauding Puerto Rico Municipality

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484