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Upcoming PIABA Events

Upcoming Webinars
2023 Mid Year Meeting: Uncle Stan's Retirement Account Got Blown Up...Now What?, April 27, 2023, 12pm EST/9am PST
2023 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 24-27, 2023

PIABA Calendar

Membership Committee Meeting

Thu, 02/09/2023 - 2:00pm - Thu, 02/09/2023 - 3:00pm

Women's Social Hour

Fri, 02/10/2023 - 2:00pm - Fri, 02/10/2023 - 3:00pm

Midyear Meeting Committee Meeting

Mon, 02/13/2023 - 3:00pm - Mon, 02/13/2023 - 4:00pm

PIABA News

COMMENT LETTER: SR-FINRA-2022-033 - Proposed Rule Change to Amend the Codes of Arbitration Procedure to Make Various Clarifying and Technical Changes to the Codes (February 1, 2023)

COMMENT LETTER: Release No. IA-6176 - Proposed Rule Change to prohibit registered investment advisers from outsourcing certain services or functions without first meeting minimum requirements (December 21, 2022)

FINRA Announces Departure of Enforcement Head Jessica Hopper

FINRA Publishes 2023 Report on Exam and Risk Monitoring Program

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Public Investors Advocate Bar Association | 1300 McGee Drive, Suite 112 | Norman, OK 73072 | 1.888.621.7484