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Upcoming PIABA Events

  • 2019 PIABA Mid Year Meeting, Washington, DC, April 4, 2019
  • 2019 PIABA Hill Day, Washington, DC, April 5, 2019
  • 2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
  • 2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

2019 Annual Meeting Program Committee Conference Call
Tue, 02/26/2019 - 2:00pm - Tue, 02/26/2019 - 3:00pm
SRO Committee Conference Call
Wed, 02/27/2019 - 1:00pm - Wed, 02/27/2019 - 2:00pm
SRO Committee Conference Call
Wed, 03/13/2019 - 1:00pm - Wed, 03/13/2019 - 2:00pm

PIABA News Joined

COMMENT LETTER: Pre-Proposed Amendment N.J.A.C. 13:47A-6.3, Fiduciary Duty (December 14, 2018)

Statement of Christine Lazaro for IAC meeting (December 13, 2018)

SEC Charges Broker-Dealer and Transfer Agent in Microcap Shell Factory Fraud

SEC Names James P. McNamara as Chief Human Capital Officer

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