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Upcoming PIABA Events

Upcoming Webinars
2021 PIABA Mid-Year Meeting, April 23, 2021
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021

PIABA Calendar

Annual Meeting Committee Meeting

Wed, 01/27/2021 - 1:00pm - Wed, 01/27/2021 - 2:00pm

SRO Committee Conference Call

Wed, 01/27/2021 - 1:00pm - Wed, 01/27/2021 - 2:00pm

PIABA Bar Journal Committee Conference Call

Wed, 01/27/2021 - 2:30pm - Wed, 01/27/2021 - 3:30pm

PIABA News

COMMENT LETTER: Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) (January 20, 2021)

COMMENT LETTER: SR-FINRA-2020-041 - Proposed Rule Change To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) (December 28, 2021)

Melissa Hodgman Named Acting Director of Division of Enforcement

Small Business Capital Formation Advisory Committee Jan. 29 Meeting to Focus on Smaller Public Company Markets

Services

Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484