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Upcoming PIABA Events

2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

Arbitration Committee Conference Call

Tue, 08/20/2019 - 4:00pm - Tue, 08/20/2019 - 5:00pm

RIA Committee Conference Call

Wed, 08/21/2019 - 2:00pm - Wed, 08/21/2019 - 3:00pm

SRO Committee Conference Call

Wed, 08/28/2019 - 1:00pm - Wed, 08/28/2019 - 2:00pm

PIABA News Joined

COMMENT LETTER: Proposed Amendments to Massachusetts 950 CMR Sections Requiring Broker-dealers, agents, investment advisers and investment adviser representatives be subject to a Fiduciary Duty (July 26, 2019)

New Jersey Consumer Affairs Public Hearing, Statement of Joseph Peiffer regarding Fiduciary Duty of Broker-Dealers, Agents, Investment Advisers, and Investment Advisers Representatives (July 17, 2019)

SEC Charges TherapeuticsMD With Regulation FD Violations

FINRA Announces Governor Elections and Appointments

Services

Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484