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Upcoming PIABA Events

Upcoming Webinars
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021
2022 PIABA Annual Meeting, JW Marriott San Antonio Hill Country, San Antonio, Texas, October 25-28, 2022
2023 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 24-27, 2023

PIABA Calendar

Amicus Committee Conference Call

Thu, 08/05/2021 - 1:00pm - Thu, 08/05/2021 - 2:00pm

RIA Committee Conference Call

Fri, 08/06/2021 - 11:00am - Fri, 08/06/2021 - 12:00pm

SRO Committee Conference Call

Wed, 08/11/2021 - 1:00pm - Wed, 08/11/2021 - 2:00pm

PIABA News

COMMENT LETTER: FINRA Proposed Rule Change to Amend Rule 2165 (Financial Exploitation of Specified Adults) - File No. SR-FINRA-2021-016 (July 19, 2021)

REPORT: 2021 Updated Study on FINRA Expungements (May 18, 2021)

SEC Charges Real Estate CEO With Defrauding Investors

SEC Charges Founder of Nikola Corp. With Fraud

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484