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Upcoming PIABA Events

2020 PIABA Mid-Year Meeting, The Mayflower Hotel. Washington, DC, March 26, 2020
2020 PIABA Hill Day, The Mayflower Hotel. Washington, DC, March 27, 2020
2020 PIABA Annual Meeting, The Broadmoor. Colorado Springs, Colorado, October 20-23, 2020
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021

PIABA Calendar

SRO Committee Conference Call

Wed, 02/26/2020 - 1:00pm - Wed, 02/26/2020 - 2:00pm

RIA Committee Conference Call

Fri, 03/06/2020 - 11:00am - Fri, 03/06/2020 - 12:00pm

SRO Committee Conference Call

Wed, 03/11/2020 - 1:00pm - Wed, 03/11/2020 - 2:00pm

PIABA News Joined

COMMENT LETTER: Proposed Rule to Limit a Registered Person from Being Named a Customer’s Beneficiary or Holding a Position of Trust for or on Behalf of a Customer (January 10, 2020)

COMMENT LETTER: Massachusetts Fiduciary Duty Proposed Amendments to 950 CMR Sections 12.204, 12.205 & 12.207 (January 7, 2020)

Wells Fargo to Pay $500 Million for Misleading Investors About the Success of Its Largest Business Unit

ICO Issuer Settles SEC Registration Charges, Agrees to Return Funds and Register Tokens As Securities

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484