PIABA News

PRESS RELEASE: PIABA announces strong support for Investor Choice Act barring mandatory arbitration (February 27, 2015)

PRESS RELEASE: Nine Groups Urge FINRA Task Force to Release Data On Mandatory Arbitration For Investors (January 21, 2015)

Regulatory News

Former Company Officer Earns Half-Million Dollar Whistleblower Award for Reporting Fraud Case to SEC

The Securities and Exchange Commission today announced a whistleblower award payout between $475,000 and $575,000 to a former company officer who reported original, high-quality information about a securities fraud that resulted in an SEC enforcement action with sanctions exceeding $1 million.

FINRA Foundation Military Spouse Fellowship Application Period Open From March 2 to April 17

Upcoming PIABA Events

PIABA Hill Day, March 27, 2015
PIABA Webcast, Securities Arbitration Case Oversight for Legal Assistants and Paralegals, April 30, 2015, 3:00 - 4:15 pm (eastern)
2015 PIABA Annual Meeting, Ponte Vedra Beach and Club, Ponte Vedra Beach, Florida, October 21-24, 2015

PIABA Members:

promote the interests of the public investor in securities and commodities arbitration
protect public investors from abuses in the arbitration process
make securities and commodities arbitration fair through legislative reforms to arbitration forum providers

PIABA Calendar

Amicus Committee Conference Call

Mar 5 2015 - 1:00pm - 2:00pm

SRO Committee Conference Call

Mar 11 2015 - 1:00pm - 2:00pm

Legislation Committee Conference Call

Mar 18 2015 - 1:00pm - 2:00pm

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