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Upcoming PIABA Events

Upcoming Webinars
2021 PIABA Mid-Year Meeting, March 25, 2021 (date subject to change)
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021

PIABA Calendar

Amicus Committee Conference Call

Thu, 12/03/2020 - 1:00pm - Thu, 12/03/2020 - 2:00pm

Mid-Year Meeting Committee Conference Call

Mon, 12/07/2020 - 2:00pm - Mon, 12/07/2020 - 3:00pm

SRO Committee Conference Call

Wed, 12/09/2020 - 1:00pm - Wed, 12/09/2020 - 2:00pm

PIABA News Joined

COMMENT LETTER: SEC File Number S7-13-20 - Proposed Exemptive Order Granting Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders (November 12, 2020)

COMMENT LETTER: SR-FINRA-2020-030; Proposed Rule Change to Modify the Current Process Relating to the Expungement of Customer Dispute Information (October 23, 2020)

SEC Issues Agenda for Dec. 1 Meeting of the Asset Management Advisory Committee

SEC Investor Advisory Committee to Meet Remotely on Dec. 3

Services

Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484