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Upcoming PIABA Events

P IABA Webinar, Only Two Things in Life are Certain: Taxes and Clients' Questions About Taxes, July 31, 2019, 3:00 pm - 4:15 pm Eastern
2019 PIABA Annual Meeting, Barton Creek Resort, Austin, Texas October 22-25, 2019
2020 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 20-23, 2020

PIABA Calendar

Strategic Planning Committee Conference Call

Tue, 06/11/2019 - 1:30pm - Tue, 06/11/2019 - 2:30pm

SRO Committee Conference Call

Wed, 06/12/2019 - 1:00pm - Wed, 06/12/2019 - 2:00pm

Membership Committee Conference Call

Thu, 06/13/2019 - 1:00pm - Thu, 06/13/2019 - 2:00pm

PIABA News Joined

COMMENT LETTER: Request for Comment on Proposed Rule to Adopt Remaining Legacy NASD and Incorporated NYSE Rules as FINRA Rules (May 6, 2019)

Jay Clayton, Chairman, SEC: Meeting Follow-Up Letter (April 26, 2019)

SEC and CFTC Participate in the Signing Ceremony for the IOSCO Enhanced Multilateral Memorandum of Understanding Concerning Cross-Border Enforcement

Jury Rules in SEC’s Favor, Finds Brokerage Firm and Two of Its Executives Liable for Fraud

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