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Upcoming PIABA Events

Upcoming Webinars
2021 PIABA Annual Meeting, The Ritz Carlton. Amelia Island, Florida, October 26-29, 2021
2022 PIABA Annual Meeting, JW Marriott San Antonio Hill Country, San Antonio, Texas, October 25-28, 2022
2023 PIABA Annual Meeting, The Broadmoor, Colorado Springs, Colorado, October 24-27, 2023

PIABA Calendar

2021 PIABA Annual Meeting and Securities Law Seminar

Tue, 10/26/2021 - 8:00am - Sat, 10/30/2021 - 5:00pm

PIABA News

COMMENT LETTER: Request for Comment on Release 34-92766 (Broker-Dealer and Investment Adviser Digital Engagement Practices, Related Tools and Methods, and Regulatory Considerations and Potential Approaches) (October 1, 2021)

COMMENT LETTER: OFR Bill Reforming Chapter 517 - Recommendation to Support Florida's Office of Financial Regulation Ch. 517 Reform Legislation

Credit Suisse to Pay Nearly $475 Million to U.S. and U.K. Authorities to Resolve Charges in Connection with Mozambican Bond Offerings

SEC Staff Releases Report on Equity and Options Market Structure Conditions in Early 2021

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Public Investors Advocate Bar Association | 1225 West Main Street, Suite 126 | Norman, OK 73069 | 1.888.621.7484