PIABA Newsroom

PRESS RELEASE: Investor Advocates Support Concept of Investor Choice in Requiring Arbitrators to Explain Awards to Customers and Call for Additional Changes to Industry Mandated Arbitrator System, Rosemary Shockman, 2005 PIABA President (February 4, 2005)
COMMENT LETTER: SR-NYSE-2004-13 - Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New York Stock Exchange, Inc. to Adopt Rule 405A (“Non-Managed Fee-Based Account Programs – Disclosure and Monitoring”) (November 19, 2004)
COMMENT LETTER: SR-NASD-2003-101 - Filing of Proposed Rule Change by the National Association of Securities Dealers, Inc. Relating to Time Limits for Submission of Claims in Arbitration (November 1, 2004)
COMMENT LETTER: SR-NASD-98-74 - Proposed Changes to NASD Rule 3110(f) (October 2, 2003)
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In the Media

'Small' claimants against brokers face tough odds, Jane Bryan Quinn
baltimoresun.com (May 26, 1997) -- HAVE YOU FILED for an arbitration hearing because a stockbroker did you wrong? Big losers can easily find lawyers to help, but not those who've been stripped of a "…
EVEN FOR SMALL INVESTORS, ARBITRATING BEEFS CAN PAY OFF, Jane Bryant Quinn
highbeam.com (May 18, 1997) -- Have you filed for an arbitration hearing because a stockbroker did you wrong? Big losers can easily find lawyers to help, but not those who've been stripped of a ``…
SECURITIES ABUSE: Arbitration process often more traumatic than actual loss, Jane Bryant Quinn
The Pantagraph (May 11, 1997) -- If a panel couldn't be created from this list, the NASD would appoint one. That worries the consumer lawyers, who don't want the NASD to have any discretion over who'…
Consumer Complaints Prompt Arbitration Reform, Jane Bryant Quinn
sun-sentinel.com (May 10, 1997) -- I keep hearing from readers _ some livid, some anguished _ who say they've been abused by the securities industry.First, they lost serious money because their…
As Securities Arbitration Rises, So Does Claims Help, by Bill Barnhart
Chicago Tribune (August 30, 1993) -- Walter Hojka of Chicago got lucky in the 1980s and made more than $1 million on an oil venture. He was looking for a place to invest the proceeds when he got an…