In the Media

Reuters (November 6, 2014 10:02 am) - When a couple that ran a Marietta, Georgia-based securities brokerage went bankrupt late last month, it caused a ripple effect. One of the people who expects to…
gnewstech.com (November 4, 2014) - The U.S. Securities and Exchange Commission does not have to release records about its supervision of Wall Street's arbitration process to a group of investors'…
A 19-year veteran of the organization will replace Linda Fienberg on Dec. 1InvestmentNews (October 30, 2014 4:37 pm) -- The Financial Industry Regulatory Authority Inc. has selected Richard W. Berry…
TheStreet (October 27, 2014 9:00 am) -- The bar association for lawyers who represent investors in Finra arbitration met in La Quinta, Calif., last week to discuss regulatory trends, litigation…