PIABA Newsroom

COMMENT LETTER: Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) (January 20, 2021)
COMMENT LETTER: SR-FINRA-2020-041 - Proposed Rule Change To Adopt FINRA Rule 4111 (Restricted Firm Obligations) and FINRA Rule 9561 (Procedures for Regulating Activities Under Rule 4111) (December 28, 2021)
PRESS RELEASE: PIABA: “Breakneck” Rush to Undermine Fiduciary Rule in Waning Days of Current Administration Should be Slowed Down Under New White House (December 16, 2020)
COMMENT LETTER: Regulatory Notice 20-34; Senior Investors Proposed Amendments to FINRA Rule 2165 and Retrospective Rule Review Report (December 4, 2020)
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In the Media

SEC Proposal to Exempt Finders from Registration Generates Split Reaction, By Jeff Kern, Bochan Kim
The National Law Review (November 24, 2020) -  A Securities and Exchange Commission (“SEC”) plan to create a registration exemption for certain finders has generated a mixed response.  The nearly 90…
New PIABA President Takes Aim At BrokerCheck, SEC 'Finder' Rule, By Tracey Longo
Financial Advisor (November 5, 2020) - David P. Meyer, the new president of the national trade group of lawyers who represent investors in fraud cases, is already advancing an ambitious agenda of pro…
David P. Meyer Selected as President of PIABA, By PRNewswire
PR Newswire (October 27, 2020) - Attorney David P. Meyer has assumed his role as President of the Public Investors Advocate Bar Association (PIABA) for the 2020-2021 term. COLUMBUS, Ohio, Oct. 27,…
FINRA Files to Boost Arbitrators' Pay, By Melanie Waddell
ThinkAdvisor (October 19, 2020) - The Financial Industry Regulatory Authority wants to boost arbitrators’ pay as well as the fees for those bringing claims of more than $500,000. The broker-dealer…