In the Media

NASAA (February 27, 2024) - NASAA Releases 2023 Enforcement Report State Securities Regulators See Rising Risks of Social Media Scams and Digital Asset Fraud DOWNLOAD: NASAA 2023 Enforcement Report…
Better Markets (February 27, 2024) - WASHINGTON, D.C. – Members of the Save Our Retirement coalition, listed below, have sent a letter to congressional leadership opposing policy riders that would…
Insurance Newsnet (February 16, 2024) By John Hilton A House committee revived debate over the Department of Labor fiduciary rule Thursday, leading to extended discussion over what the proposal does…
Law360 (February 15, 2024) By Kellie Mejdrich Republican lawmakers blasted the U.S. Department of Labor's proposal to expand which investment advisers are subject to the Employee Retirement Income…
Think Advisor (February 15, 2024) By Allison Bell igns that a bipartisan compromise on retirement asset rollover rules might be possible showed up Thursday during a House hearing on the U.S.…
PlanSponsor (February 15, 2024) By Paul Mulholland The House of Representatives hosted a second hearing on the retirement security proposal, during which witnesses disagreed on the adequacy of…
PlanAdvisor (February 15, 2024) By Paul Mulholland Witnesses called to testify at a House hearing disputed whether small balances would still be served under the retirement security proposal and…
Pensions&Investments (February 15, 2024) By Brian Croce For the second time in as many months, a House subcommittee held a hearing aimed at hammering the Department of Labor's fiduciary proposal…
401K Specialist (February 15, 2024) By Brian Anderson Insured Retirement Institute, Iowa Insurance Commissioner among those testifying in second committee hearing, which was criticized today by a…
Financial Advisor (February 15, 2024) By Tracey Longo The Department of Labor’s proposed fiduciary rule came under harsh criticism today during the House of Representatives Education and Workforce…