In the Media

ThinkAdvisor (September 25, 2020) - The changes fill holes in the process, but expungement shouldn't be handled by arbitrators at all, investor lawyers say.  The Financial Industry Regulatory…
Forbes (September 3, 2020) - Retirement savers could be put at risk by a proposed Department of Labor rule on workplace retirement plan rollovers and lump sum distributions, DOL was warned today.…
Financial Planning (August 7, 2020) - The Labor Department is hearing an earful this week from industry groups, consumer advocates and lawmakers about its new fiduciary proposal. The criticisms are…
Urban CNY (July 26, 2020) - Washington, DC— U.S. Rep. John Katko (R, NY-24) announced introduction of the Edith Shorougian Senior Victims of Fraud Compensation Act, bipartisan legislation that will…