PIABA Newsroom

Statement of PIABA President Sam Edwards on DOL Fiduciary Rule (September 3, 2020)
PRESS RELEASE: As Americans Struggle to Save For Retirement, The DOL Offers Little Protection (August 6, 2020) (includes PIABA Comment Letter)
COMMENT LETTER: DOL Application No D12011 Docket ID No EBSA 2020 0003 (August 6, 2020)
COMMENT LETTER: SR-FINRA-2020-020; Proposed Rule Change to Adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer) (July 30, 2020)
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In the Media

FINRA Moves Ahead on Expungement Changes, By Melanie Waddell
ThinkAdvisor (September 25, 2020) - The changes fill holes in the process, but expungement shouldn't be handled by arbitrators at all, investor lawyers say.  The Financial Industry Regulatory…
Retirement Savers Could Be Put At Risk By Proposed Rollover Rule, DOL Warned, By Ted Knutson
Forbes (September 3, 2020) - Retirement savers could be put at risk by a proposed Department of Labor rule on workplace retirement plan rollovers and lump sum distributions, DOL was warned today.…
DoL's fiduciary rule replacement goes too far, and not far enough: Critics, By Kenneth Corbin
Financial Planning (August 7, 2020) - The Labor Department is hearing an earful this week from industry groups, consumer advocates and lawmakers about its new fiduciary proposal. The criticisms are…
With Scammers Targeting Local Seniors During the COVID-19 Pandemic, Rep. Katko Introduces Bipartisan Legislation to Help Victims Recover Financial Losses, By Urban CNY News
Urban CNY (July 26, 2020) - Washington, DC— U.S. Rep. John Katko (R, NY-24) announced introduction of the Edith Shorougian Senior Victims of Fraud Compensation Act, bipartisan legislation that will…