In the Media

Law360 (March 16, 2018) -- A Fifth Circuit ruling vacating the U.S. Department of Labor’s fiduciary rule for retirement account advisers has created confusion across a broad swath of the U.S.…
InvestmentNews (February 22, 2018) - UBS Financial Services, which followed Morgan Stanley to become the second wirehouse to exit the broker protocol late last year, has stepped up restrictions on…
Financial Planning (February 9, 2018) - In what could be a step toward solving its longstanding problem with unpaid arbitration awards, for the first time FINRA has released data about the issue with…
WealthManagement (February 8, 2018) - Up to 30 percent of monetary awards to investors in arbitration claims go unpaid, the self-regulator said. “It’s crystal clear this is and remains a huge problem…