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In the Media
Citywire (April 29, 2021) - David Meyer voiced strong opposition to FINRA's in-person hearing ban in a letter to Dispute Resolution Services director Richard Berry.
Public Investors Advocate Bar…
Investment News (April 27, 2021) - The regulator has extended its postponement of in-person arbitration proceedings through July 2, but says it expects to resume normal proceedings in some locations…
Business Wire (April 27, 2021) - With No Guarantee of Even Zoom Hearings, Investor Cases Languish As Defendant Brokers and Firms Are Allowed to Exploit FINRA Delay to Their Benefit
In a letter sent…
ThinkAdvisor (April 21, 2021) - What You Need to Know
The SEC and CFTC are to establish a digital asset working group under the Eliminate Barriers to Innovation Act.
The Senior Security Act…