PIABA Newsroom

COMMENT LETTER: SEC File Number S7-13-20 - Proposed Exemptive Order Granting Conditional Exemption from the Broker Registration Requirements of Section 15(a) of the Securities Exchange Act of 1934 for Certain Activities of Finders (November 12, 2020)
COMMENT LETTER: SR-FINRA-2020-030; Proposed Rule Change to Modify the Current Process Relating to the Expungement of Customer Dispute Information (October 23, 2020)
Statement of PIABA President Sam Edwards on DOL Fiduciary Rule (September 3, 2020)
PRESS RELEASE: As Americans Struggle to Save For Retirement, The DOL Offers Little Protection (August 6, 2020) (includes PIABA Comment Letter)
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In the Media

New PIABA President Takes Aim At BrokerCheck, SEC 'Finder' Rule, By Tracey Longo
Financial Advisor (November 5, 2020) - David P. Meyer, the new president of the national trade group of lawyers who represent investors in fraud cases, is already advancing an ambitious agenda of pro…
David P. Meyer Selected as President of PIABA, By PRNewswire
PR Newswire (October 27, 2020) - Attorney David P. Meyer has assumed his role as President of the Public Investors Advocate Bar Association (PIABA) for the 2020-2021 term. COLUMBUS, Ohio, Oct. 27,…
FINRA Files to Boost Arbitrators' Pay, By Melanie Waddell
ThinkAdvisor (October 19, 2020) - The Financial Industry Regulatory Authority wants to boost arbitrators’ pay as well as the fees for those bringing claims of more than $500,000. The broker-dealer…
FINRA Moves Ahead on Expungement Changes, By Melanie Waddell
ThinkAdvisor (September 25, 2020) - The changes fill holes in the process, but expungement shouldn't be handled by arbitrators at all, investor lawyers say.  The Financial Industry Regulatory…