PIABA Newsroom

RELEASE: As Americans Struggle to Save For Retirement, The DOL Offers Little Protection (August 6, 2020) (includes PIABA Comment Letter)
COMMENT LETTER: DOL Application No D12011 Docket ID No EBSA 2020 0003 (August 6, 2020)
COMMENT LETTER: SR-FINRA-2020-020; Proposed Rule Change to Adopt FINRA Rule 3241 (Registered Person Being Named a Customer’s Beneficiary or Holding a Position of Trust for a Customer) (July 30, 2020)
COMMENT LETTER: NASAA Proposed Model Act (July 30, 2020)
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In the Media

With Scammers Targeting Local Seniors During the COVID-19 Pandemic, Rep. Katko Introduces Bipartisan Legislation to Help Victims Recover Financial Losses, By Urban CNY News
Urban CNY (July 26, 2020) - Washington, DC— U.S. Rep. John Katko (R, NY-24) announced introduction of the Edith Shorougian Senior Victims of Fraud Compensation Act, bipartisan legislation that will…
Critics Tell Congress DOL Fiduciary Rule Would Harm Investors, By Tracey Longo
Financial Advisor (July 17, 2020) - Loopholes in the U.S. Department of Labor’s package of fiduciary rules and proposal would expose vulnerable retirement savers to harmful advice, critics of the…
NAPFA Wants More Time To Comment On DOL Advise Rule, By Tracey Longo
Financial Advisory (July 9, 2020) - The National Association of Personal Financial Advisors (NAPFA) and a consortium of 20 other pro-consumer groups delivered a letter to the U.S. Department of Labor…
A Modest Proposal On The Appropriate Allocation Of Fees In Expungement Cases, By Christopher Seps
JD Supra ( June 17, 2020) - A couple of years ago, I complained about PIABA’s effort to make expungement even more difficult to obtain. Well, fast forward to June 1, and, as Chris Seps explains here…