In the Media

NASAA Statement on PIABA Arbitration StudyNASAA (October 8, 2014) -- The following is a statement from William Beatty, Washington Securities Director and president of the North American Securities…
USA Today (October 7, 2014 3:41 pm) -- The Financial Industry Regulatory Authority arbitration pools that decide many investor disputes with brokers lack diversity, raising the prospect the system…
Law 360, New York (October 7, 2014 3:29 pm) -- The Financial Industry Regulatory Authority isn’t doing enough to recruit a diverse set of arbitrators or vet their biases, and as a result investors…
Wall Street Journal (October 7, 2014 1:58 pm) - The roster of arbitrators chosen to resolve disputes between investors and brokers lacks diversity, according to an organization of lawyers who…