In the Media

AdvisorHUB (December 8, 2017) - The Financial Industry Regulatory Authority’s new proposal to amend rules regarding brokers’ ability to expunge customer complaints from regulatory and public records…
The Hill (December 8, 2017) - Financial regulation often seems complicated, and the public tends not to care because we may lack context to grasp all of the issues at stake. Still, there is one issue…
InvestmentNews (December 8, 2017) - Regulator also seeks to set one-year limit from time a case closes to request a hearing Arbitrators specifically qualified to determine whether brokers should have…
Huffington Post (December 5, 2017) - Over the years, I’ve written extensively on how to invest intelligently and responsibly, based on sound, peer-reviewed evidence. Together with many others, I’ve…