In the Media

InvestmentNews (December 18, 2017) - Plaintiffs' attorney group PIABA criticizes work of representatives not subject to regulatory body A report by the Public Investors Arbitration Bar Association…
PR Newswire (December 18, 2017) - NAR Firms Found to Include Individual Who Pled Guilty in Insurance Scheme and Brokers Barred from Industry; Unwary Investors Have None of the Protections of Dealing…
FinancialPlanning (December 12, 2017) - Brokers may no longer be able to wipe years’ worth of disciplinary marks off their public BrokerCheck records, thanks to changes proposed by FINRA. The…
Financial Advisor (December 11, 2017) - This week, Finra proposed a rule that would prohibit brokers from removing customer complaints and certain arbitrations that are more than a year old. The…