In the Media

The Motley Fool (January 9, 2018) - Know your rights, or you could miss out on money you're entitled to. It is not uncommon for FINRA to receive calls from investors about a securities class action…
FinancialPlanning (January 4, 2018) - Few advisors may be aware that brokers who have been banned — and even those with criminal pasts — may represent aggrieved investors in FINRA’s arbitration forum…
Financial Advisor (December 19, 2017) - Would you hire a non-attorney to represent you in Finra arbitration if you knew he had a 1 percent win rate? How about if he routinely cost investors tens of…
WealthMangement.com (December 18, 2017) - As FINRA considers whether non-attorneys should continue to represent investors in arbitration, a new PIABA report spotlights a disturbing pattern of…