In the Media

Barrons.com (January 21, 2015) -- Here’s an outrage crying out for congressional redress: One class of Americans is routinely denied due process under the law. Their legal complaints are heard by…
Fair Arbitration Now (January 21, 2015) -- Nine consumer and investor organizations submitted a letter this week  to the FINRA Dispute Resolution Task Force seeking transparency on the task force’s…
Openonline.com (January 13, 2015) -- The Securities and Exchange Commission (SEC) approved a Financial Industry Regulatory Authority (FINRA) rule that mandates firms strengthen the background…
Finra Doesn’t Make Public All Its Information About BrokersWall Street Journal (December 26, 2014 8:47 pm) -- Wall Street’s own national watchdog doesn’t make public all the regulatory red flags it…