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In the Media
EmploymentLawDaily.com (April 14, 2015) -- The Department of Labor issued its highly anticipated proposal defining “fiduciary” under the Employee Retirement Income Security Act of 1974 late today.…
The Department of Labor today unveiled its much-anticipated rule proposal extending a fiduciary standard to thousands of brokers and advisors providing investment advice to clients on retirement…
"Fiduciary Rule" is Key to Stemming Loss of Billions Lost Each Year in Retirement SavingsYahoo.com (PR Newswire April 14, 2015) -- Joseph C. Peiffer, president of the Public Investors Arbitration Bar…
4-traders.com (April 14, 2015) -- Joseph C. Peiffer, president of the Public Investors Arbitration Bar Association (PIABA) issued the following statement today upon the release by the U.S. Department…
Voices from all sides of the debateBenefitsPro (Apr 14, 2015) -- Support, some of it wholesale, some of it guarded, came from all of the expected quarters Tuesday – as did opposition – after the…
In Significant Victory for Consumers, Long-Awaited Department of Labor Rule Issued for Public CommentSaveOurRetirement.org (April 14, 2015 ) -- April 14, 2015, Washington, D.C. – Members of the…
FinancialPlanning (April 10, 2015 10:08 am) -- Should background information on all advisors, brokers and unregistered financial professionals be commingled in one database?According to an SEC…
Lawyer Hearld (April 10, 2015 3:16 am) -- A panel of investor advocates said on Thursday they were developing a proposal for U.S. securities regulators that will make it easier for retail investors…
Insurance Journal (Reuters April 10, 2015) -- A panel of investor advocates said on Thursday they were developing a proposal for U.S. securities regulators that will make it easier for retail…
InsuranceNewsNet.com (April 10, 2015) – A Securities and Exchange Commission (SEC) advisory group is considering the creation of a tool to make it easier for investors to obtain background…