In the Media

The Dallas Morning News (April 19, 2015 8:46 pm) -- The Obama administration’s proposed rule to provide greater consumer protection for retirement savings is a welcome move.It will benefit consumers…
St. Louis Post-Dispatch (April 18, 2015 8:15 pm) -- The Labor Department has set out to purify the sometimes putrid advice people get on investments in their retirement accounts. But will the new…
Better Markets (Reuters) (April 18, 2015) - Wall Street's self-funded regulator said on Wednesday it will consider proposing mandatory background checks for brokers after critics pointed to gaps in…
Reuters (April 16, 2015) 1:34 pm) - Wall Street's self-funded regulator said on Wednesday it will consider proposing mandatory background checks for brokers after critics pointed to gaps in…
SAC.com (April 16, 2015) -- We have reported previously on the Department of Labor’s (“DOL”) intention to establish a fiduciary standard for those offering investment advice concerning retirement…
Ecclestonlaw.com (April 15, 2015 3:32 pm) An investor advocacy bar association, known as PIABA (the Public Investors Arbitration Bar Association), has issued a report entitled, “Major Investor Losses…
Traders Magazine (April 15, 2015) -- The Department of Labor today unveiled its much-anticipated rule proposal extending a fiduciary standard to thousands of brokers and advisors providing investment…
SHRM.com (April  15, 2015)  -- The U.S. Department of Labor issued a proposed rule on April 14, 2015, that would impose a stricter fiduciary standard on those providing retirement investment advice.…
"Fiduciary Rule" is Key to Stemming Loss of Billions Lost Each Year in Retirement SavingsInvestorIdeas (April 15, 2015)  -- Joseph C. Peiffer, president of the Public Investors Arbitration Bar…
"Fiduciary Rule" is Key to Stemming Loss of Billions Lost Each Year in Retirement SavingsiStockAnalyst.com (April 14, 2015 2:51 pm) -- Joseph C. Peiffer, president of the Public Investors…