PIABA, AARP, and NIAP JOIN IN FILING AN AMICUS BRIEF IN SUPPORT OF INVESTORS' RIGHTS TO ASSERT STATE LAW RIGHTS AND REMEDIESTacoma Tribune (July 26, 2013 4:24 pm) -- The Public Investors Arbitration…
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Reuters (July 25, 2013, Norman, Oklahoma). The Public Investors Arbitration Bar Association (PIABA) has joined with the AARP and the Network for Investor Action and Protection (NIAP) to file an…
Wall Street On Parade (July 30, 2013) -- The financial crimes you can’t see are the ones that can really hurt you. When Congress, the media, the financial experts talk about transparency on Wall…
SRO recorded substantial losses in 2012InvestmentNews (July 14, 2013 7:31 am) -- Along with regulating broker-dealers, Finra's mission includes protecting investors.But if the Financial Industry…
Chicago Tribune (July 14, 2013) -- Round Lake investor Sergio Alvarado was awarded $748,000 in damages and interest in October 2012 after a dispute with his brokerage went through arbitration.…
NowMyNews.com (Reuters) (June 13, 2013 8:05 am) -- Within the next few weeks, the Financial Industry Regulatory Authority (FINRA) expects to send the Securities and Exchange Commission a proposal to…
Reuters (June 13, 2013 8:05 am) -- Within the next few weeks, the Financial Industry Regulatory Authority (FINRA) expects to send the Securities and Exchange Commission a proposal to make it easier…
InvestmentNews (May 19, 2013 11:01 pm) -- The Charles Schwab Corp. has dropped language from its client arbitration contracts that prevents customers from filing class actions — at least until the…
InvestmentNews (May 16, 2013 3:34 pm) -- The Charles Schwab Corp. has temporarily eliminated language in its client contracts that prevents customers from filing class-action lawsuits but whether the…
Highbeam Business (Compliance Reporter) (May 16, 2005) -- A co-founder and board member of the Public Investors Arbitration Bar Association, said he would not recommend clients in the U.K. use the…