InvestmentNews (February 8, 2018) - Brokerage regulator seeks to involve SEC, Congress in solutions
More than a quarter of arbitration awards have gone unpaid in most of the last several years,…
PIABA Newsroom
In the Media
FinancialPlanning (February 8, 2018) - Brokers are pushing back against proposed FINRA rule changes that will make it much more difficult to erase customer complaints from their regulatory records…
Crowdfund Insider (January 24, 2018) - California is a state that has attempted to enact intrastate crowdfunding regulations multiple times. Honestly, I have lost count as to how many times bills…
InvestmentNews (January 23, 2018) - The settlement would make the harmed investors whole, but can they collect?
Finra arbitrators awarded more than $4 million to a group of investors who say a…
The Motley Fool (January 9, 2018) - Know your rights, or you could miss out on money you're entitled to.
It is not uncommon for FINRA to receive calls from investors about a securities class action…
FinancialPlanning (January 4, 2018) - Few advisors may be aware that brokers who have been banned — and even those with criminal pasts — may represent aggrieved investors in FINRA’s arbitration forum…
Financial Advisor (December 19, 2017) - Would you hire a non-attorney to represent you in Finra arbitration if you knew he had a 1 percent win rate? How about if he routinely cost investors tens of…
InvestmentNews (December 18, 2017) - Plaintiffs' attorney group PIABA criticizes work of representatives not subject to regulatory body
A report by the Public Investors Arbitration Bar Association…
WealthMangement.com (December 18, 2017) - As FINRA considers whether non-attorneys should continue to represent investors in arbitration, a new PIABA report spotlights a disturbing pattern of…
PR Newswire (December 18, 2017) - NAR Firms Found to Include Individual Who Pled Guilty in Insurance Scheme and Brokers Barred from Industry; Unwary Investors Have None of the Protections of Dealing…