In the Media

BankInvestmentConsultant (July 25, 2017) - A FINRA arbitration panel has ordered Citizens Securities to pay a former broker nearly $1.7 million for making misrepresentations when it recruited him…
prLeap (July 25, 2017) - Los Angeles, California, July 24, 2017 - Hailed as a victory in the fight against financial elder abuse, Girard Bengali, APC obtained a FINRA arbitration award for over $1,…
InvestmentNews (July 19, 2017) - Board advances proposals to amend membership applications to allow the regulator to scrutinize troubled brokers, pending monetary awards The Finra board has advanced…
InvestmentNews (July 7, 2017) - Finra may rethink its ban on class-action waivers in arbitration clauses, depending on whether the court sides with the Trump administration If the Supreme Court…