Defending the Truth: How to Represent Customers in Opposing Expungement | FREE to Members
Webinar | October 6, 2020 | 3:30-4:30 PM ET
You obtained a settlement for a customer only to have the broker seek expungement on the grounds that the settled claims were false or factually impossible. What is required for you to defend the integrity of your client and yourself from these charges?
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- Session 2: Drafting the Statement of Claim
Webinar | November 10, 2020 | 3:30-4:30 PM ET
The panel will take a deep dive and examine the factors to consider when drafting an effective statement of claim.
- Session 3: Discovery and Motion Practice
Webinar | December 1, 2020 | 3:30-4:30 PM ET
The panel will take a deep dive and examine discovery and both motions to dismiss on the basis of eligibility, as well as discovery motions.
- Session 4: The Hearing
Webinar | January 26, 2021 | 3:30-4:30 PM ET
The panel will take a deep dive into the FINRA hearing process. The panel will cover the hearing process, witnesses, and exhibits.
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