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In the Media
reed.senate.gov (WASHINGTON, DC) (March 7, 2014) — In response to a new study from the Public Investors Arbitration Bar Association (PIABA), which found that the Financial Industry Regulatory…
An outstanding investigation of FINRA, Wall Street's self-regulator, continuesColumbia Journalism Review (March 7, 2014) -- The Wall Street Journal has an excellent investigative series going into…
lifehealthpro.com (March 7, 2014) -- The Financial Industry Regulatory Authority’s BrokerCheck is full of holes and deletes crucial information about brokers’ backgrounds — including criminal records…
An outstanding investigation of FINRA, Wall Street's self-regulator, continuesCJR (March 7, 2014) -- The Wall Street Journal has an excellent investigative series going into Wall Street self-…
Regulator Deletes Red Flags From Brokers' Records, Says Study - Study Into Brokers' Records Was Conducted by Public Investors Arbitration Bar Association, Jean Eaglesham and Rob BarryThe Wall Street…
Regulator deletes problematic broker data: Studycnbc.com (March 6, 2014 3:39 pm) -- A study released Thursday showed that the Financial Industry Regulatory Authority "routinely deletes" problematic…
The Telegraph (March 6, 2014) -- Investors who rely on the BrokerCheck disclosure system maintained by the Financial Industry Regulatory Authority (FINRA) to check out the background of their current…
InvestmentNews.com (March 6, 2014 10:54 am) -- Finra's BrokerCheck system does not go far enough in disclosing important information needed by investors, a group of plaintiff's attorneys who…
Muck Rack (investmentnews.com) (March 6, 2014 10:54 am) — Finra's BrokerCheck system does not go far enough in disclosing important information needed by investors, a group of plaintiff's attorneys…
Database omits bankruptcies, tax liens, and other vital information, lawyers group claimsInvestmentNews (March 6, 2014 10:54 am) --Finra's BrokerCheck system does not go far enough in disclosing…