Muck Rack (investmentnews.com) (March 16, 2014 10:20 am) — Heightened scrutiny of Finra's expungement process is making it harder for brokers to clear their names, according to a survey of arbitration claims in recent months. After a highly publicized study last November by the Public Investors Arbitration Bar Association claimed that brokers were able to win expungement in as many as 97% of cases resolved by settlement or stipulated award between 2009 and 2011, that number has been on steady decline.

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