PIABA Newsroom

PRESS RELEASE: Leading Consumer and Investor Advocates Urge DOL to Act Expeditiously on Fiduciary Rule Update (March 15, 2022)
COMMENT LETTER: Leading Consumer and Investor Advocates Urge DOL to Act Expeditiously on Fiduciary Rule Update (March 15, 2022)
CONGRESSIONAL LETTER: Warren-Porter Response to FINRA Letter (March 7, 2022)
CONGRESSIONAL LETTER: FINRA Response to Warren-Porter Letter (February 21, 2022)
Subscribe to PIABA Newsroom

In the Media

Wells Fargo Wins Appeal in FINRA Arb Case By Melanie Waddell
ThinkAdvisor (August 9, 2022) - What You Need to Know A Georgia appeals court has reversed a January ruling that found Wells Fargo manipulated the FINRA arbitrator pool. In its August decision,…
Wells Wins Appeal of Finra Arbitration Collusion Ruling, By Alex Padalka
Financial Advisor IQ (August 4, 2022) - A Georgia appeals court reversed a lower court’s decision that vacated a previous award on the grounds that there was a secret agreement between a lawyer…
Revised Finra expungement proposal gains support of previous critics, By Mark Schoeff Jr.
InvestmentNews (August 4, 2022) - A major modification to the proposal would allow state regulators to participate in arbitration hearings that determine whether to clear a broker's record of a…
Arbitration 'fraud' verdict against Wells Fargo tossed, By Lynnley Browning
Financial Planning (August 2, 2022) - A Georgia appeals court overturned a ruling that found Wells Fargo and its Wall Street regulator made a secret deal to choose bank-friendly arbitrators for a…