Financial Planning (November 7, 2023) By Dan Shaw
Investor advocacy groups are out with a slew of briefs arguing that a lawsuit questioning FINRA's mere right to exist could blow open a regulatory hole that no one's in a position to fill.
Public Investors Advocate Bar Association
Financial Planning (November 7, 2023) By Dan Shaw
Investor advocacy groups are out with a slew of briefs arguing that a lawsuit questioning FINRA's mere right to exist could blow open a regulatory hole that no one's in a position to fill.