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Regulator Deletes Red Flags From Brokers' Records, Says Study - Study Into Brokers' Records Was Conducted by Public Investors Arbitration Bar Association, Jean Eaglesham and Rob BarryThe Wall Street…
Regulator deletes problematic broker data: Studycnbc.com (March 6, 2014 3:39 pm) -- A study released Thursday showed that the Financial Industry Regulatory Authority "routinely deletes" problematic…
The Telegraph (March 6, 2014) -- Investors who rely on the BrokerCheck disclosure system maintained by the Financial Industry Regulatory Authority (FINRA) to check out the background of their current…
InvestmentNews.com (March 6, 2014 10:54 am) -- Finra's BrokerCheck system does not go far enough in disclosing important information needed by investors, a group of plaintiff's attorneys who…
Muck Rack (investmentnews.com) (March 6, 2014 10:54 am) — Finra's BrokerCheck system does not go far enough in disclosing important information needed by investors, a group of plaintiff's attorneys…
Database omits bankruptcies, tax liens, and other vital information, lawyers group claimsInvestmentNews (March 6, 2014 10:54 am) --Finra's BrokerCheck system does not go far enough in disclosing…
(Corrects 9th and 10th paragraph to clarify that Dobin has been approached by grandfathers with legal problems from their youth, such as shoplifting. He has not represented a grandfather with a…
FINRA.org (March 6, 2014) -- As part of its ongoing mission to protect investors, FINRA created BrokerCheck, the only online, free database providing relevant information for investors 24 hours a day…
Finra Not Including Some Red Flags On BrokersFinancialAdvisor (Reuters) (March 6, 2014) -- The Financial Industry Regulatory Authority was accused of hiding red flags about brokers from its…
Securities Litigation and Arbitration (NY State Bar Association) (March 6, 2014) -- Today the Public Investor Arbitration Bar Association issued a press release about a study urging congress to pass…