In the Media

AdvisorHub (June 13, 2023 ) - A former top-ranked RBC Wealth Management-U.S. and Ameriprise Financial broker whose record includes a kidnapping charge and $2.5 million client claim has accepted an…
Think Advisor (June 5, 2023) - The full House passed late Monday two more accredited investor-related bills. The Accredited Investor Definition Review Act, H.R. 1579, sponsored by Rep. Bill Huizenga…
AdvisorHub (May 26, 2023) -  A group of plaintiff lawyers are standing their ground against the Financial Industry Regulatory Authority’s proposal to launch a three-year “pilot” allowing most firms…
Financial Advisor IQ (April 27, 2023) - The House Financial Services Committee passed several bills making it easier for investors to qualify as “sophisticated” or “accredited” in order to gain…