In the Media

Forbes (July 1, 2019) - Even those of us who pride ourselves on being good judges of character and wary of something that sounds or looks too good to be true, can fall for a hoax, a sham or a…
InvestmentNews (June 19, 2019) - Portion of settlements with financial perpetrators would supply the pool.  Vermont victims of investment fraud will be more likely to recover money thanks to a…
Financial Advisor IQ (June 11, 2019) - Legal battles over the SEC’s Regulation Best Interest package may be imminent as consumer groups and legislators have already voiced staunch opposition,…
NAPA (June 10, 2019) - Regulatory Compliance The ink is not yet dry on the SEC’s new investment advice package, but the prospects of a looming legal battle have already surfaced.  The SEC voted 3-1…