In the Media

With spotlight on consumer confusion, harm, some think SEC will be swayed to quicker action reviewing brokerage contractsInvestmentNews (March 10, 2015 9:07 am) -- A new study of arbitration in the…
PIABA Urges SEC To Weigh CFPB Study Faulting Mandatory Arbitration AgreementsInformation contained on this page is provided by an independent third-party content provider. WorldNow and this Station…
Yahoo.com (PRNewswire March 10, 2015) -- As the Securities and Exchange Commission (SEC) is in its fifth year of studying the controversial mandatory arbitration process for investors, the agency…
TD Ameritrade Market News (February 28, 2015 8:57 am) -- 1. We have no idea what we’re doing…Over the last four decades, the 401(k) plan has replaced the pension as the main form of retirement plan…
Yahoo.com (February 27, 2015 12:16 pm) -- The following statement was issued today by Joseph C. Peiffer, president of the Public Investors Arbitration Bar Association (PIABA):"Yesterday, Rep. Keith…
Agency approves rule to throw more candidates into nonpublic poolInvestmentNews (February 27, 2015 11:53 am) -- The Securities and Exchange Commission has approved a Finra proposal that would…
The Business Journals (February 27, 2015) -- The following statement was issued today by Joseph C. Peiffer, president of the Public Investors Arbitration Bar Association (PIABA):"Yesterday, Rep.…
Search News (Reuters) (February 26, 2015 7:12 pm) - The Securities Exchange Commission on Thursday restricted the ability of financial industry veterans to judge investor arbitration cases against…
investmentview.com (Reuters) (February 26, 2015 7:00 pm) -- The Securities Exchange Commission on Thursday restricted the ability of financial industry veterans to judge investor arbitration cases…
Rep. Ellison Introduces Investor Choice Act of 2015ellison.house.gov (Feb 26, 2015) —Rep. Keith Ellison introduced the Investor Choice Act of 2015 (H.R. 1098) today, a bill to end pre-dispute…