PIABA Newsroom

AMICUS BRIEF - Cynthia Boyd vs. Kingdom Trust, Case No. 2017-1336, Amicus Brief of PIABA in Support of Neither Party (March 27, 2018)
PRESS RELEASE: Arbitration Attorneys Voice Concerns About Federal Court Rulings On Fiduciary Rule (March 16, 2018)
PRESS RELEASE: As Unpaid Arbitration Awards Reach $200 Million, Congress Must Force Creation of "Arbitration Pool" if FINRA Does Not Act (March 7, 2018)
COMMENT LETTER: Notice of Filing of a Proposed Rule Change Relating to Simplified Arbitration (March 6, 2018)
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In the Media

Sen. Warren introduces bill targeting unpaid Finra arbitration awards, By Mark Schoeff Jr.
InvestmentNews (March 6, 2018) -- Legislation directs the regulator to use fines to establish a pool of money to cover shortfalls Sen. Elizabeth Warren, D-Mass., introduced legislation Tuesday that…
Bill Requires FINRA to Foot Unpaid Arb Bills, By Melanie Waddell
ThinkAdvisor (March 6, 2018) -- Sen. Elizabeth Warren, D-Mass., introduced legislation Tuesday to require the Financial Industry Regulatory Authority to use its existing authority to compensate…
Merrill Lynch tries to avoid arbitration in dozens of cases with former executives, By Mark Schoeff Jr.
InvestmentNews (March 5, 2018) -- About 60 former wirehouse staff claim they lost about $400 million when their Merrill stock dropped in 2007-08 due to the firm's exposure to mortgage-backed…
UBS buckles to pressure over non-solicitation agreements, By Jeff Benjamin
InvestmentNews (February 26, 2018) -- Changes will be pegged to brokers' 2018 bonuses instead of those for 2017. But is this a trend other firms will follow? Just days after rolling out new non-…