In the Media

WealthManagement.com (November 15, 2017) - The report claims public governors on the regulator’s board are too distant from investor interests. A not-for-profit industry group recently scrutinized…
Financial Advisor (November 15, 2017) - The Public Investors Arbitration Bar Association says Finra’s public board members may not truly represent the investing public. In a report released Wednesday…
InvestmentNews (November 15, 2017) - Public Investors Arbitration Bar Association report slams self-regulator over its picks for board of governors The Public Investors Arbitration Bar Association, a…
ThinkAdvisor (November 15, 2017) - FINRA’s Board 'has public board members who have very deep ties to the securities industry,' said PIABA's Stoltmann The Financial Industry Regulatory Authority’s…