PIABA Newsroom

PRESS RELEASE - Statement of the Incoming President, Hugh D. Berkson (October 27, 2022)
COMMENT LETTER: SEC's Draft Strategic Plan 2022-2026 (September 29, 2022)
COMMENT LETTER - NASAA Statement of Policy Regarding Real Estate Investment Trusts (REITs) (September 12, 2022)
COMMENT LETTER: SR-FINRA-2022-024 - FINRA Proposed Rule Change to Amend the Codes of Arbitration Procedure to Modify the Current Process Relating to the Expungement of Customer Dispute Information
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In the Media

SEC acknowledges JAMS arbitration issue, but offers no fix, Doug Bailey
Insurance Newsnet (July 11, 2023) - A California retiree suspects his investment advisor has cost him a quarter million dollars from improper trading or spending and decides to take legal action. But…
Arbitration Surprise! By Terry Savage
TerrySavage.com (July 8, 2023) - More and more investors are learning the hard way that if you have a complaint against a broker or registered investment advisor, it’s going to be tough to get…
Another deadline, another amendment for FINRA's remote work rule, By Dan Shaw
Financial Planning (July 6, 2023) - In the latest sign of regulators' ongoing struggle to accommodate financial planners' newfound love for remote work, FINRA is again tweaking its residential office…
Terry Savage: Fighting your adviser
Tribune Content Agency (June 30, 2023) - More and more investors are learning the hard way that if you have a complaint against a broker or registered investment adviser, it’s going to be tough to…