In the Media

ThinkAdvisor (April 21, 2021) - What You Need to Know The SEC and CFTC are to establish a digital asset working group under the Eliminate Barriers to Innovation Act. The Senior Security Act…
JD SUPRA (April 21, 2021) - On April 15, 2021, the Public Investors Advocate Bar Association (“PIABA”) issued a statement supporting a bill called the Investor Choice Act of 2021.  If enacted, this…
Financial Advisor (April 16, 2021) - A bill introduced yesterday would prohibit broker-dealers and advisors from making clients sign mandatory arbitration agreements. The Investor Choice Act would…
JD Supra (March 18, 2021) - The Financial Industry Regulatory Authority (FINRA) has made significant changes to the arbitration process in response to the COVID-19 pandemic. On March 25, 2020, FINRA…