PIABA Newsroom

AMICUS BRIEF: Interactive Brokers LLC vs. Rohit Saroop; Preya Saroop; and George Sofis, No. 19-1077, Brief of Amicus Curiae Public Investors Arbitration Bar Association in Support of Plaintiff-Appellee (4th Cir.) (April 18, 2019)
Statement for the Record by PIABA Hearing before the House Financial Services Committee (April 2, 2019)
Statement for the Record by the Public Investors Arbitration Bar Association Hearing before the House Financial Services Committee; Subcommittee on Investor Protection, Entrepreneurship, and Capital Markets (March 14, 2019)
PRESS RELEASE: PIABA: Small Investors in Need of Attorneys Should Do Their Homework (March 6, 2019)
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In the Media

Merrill Lynch fined $1.25 million over Chinese stock sale, By Jeff Benjamin
InvestmentNews (March 8, 2018) -- SEC says Merrill missed 'red flags' while selling millions of shares Bank of America Merrill Lynch has reached a settlement agreement with the Securities and…
Warren, PIABA call for FINRA fund to pay arbitration awards, By Kenneth Corbin
FinancialPlanning (March 7, 2018) -- Investor advocates and one of their leading voices in Congress are upping pressure on FINRA to ensure that bilked investors are paid the compensation they were…
Savings of Ex-NFL Player Left Gutted by Unpaid FINRA Arb Award, By Melanie Waddell
ThinkAdviser (March 7, 2018) -- Former NFL player Bruce Wilkerson would finally receive the $610,000 arbitration award he was granted in 2015 if legislation introduced Tuesday by Sen. Elizabeth…
Finra unpaid arbitration increased in 2017, PIABA report finds, By Mark Schoeff Jr.
InvestmentNews (March 7, 2018) -- Lawyers group calls on broker regulator to set up fund to compensate investors Lawyers representing customers in Finra arbitration released a report Wednesday…