PIABA Newsroom

PRESS RELEASE: FINRA’S EXTENDED DELAY OF ARBITRATION SERVICES LEAVING INVESTORS NO ACCESS TO JUSTICE (April 27, 2021)
PRESS RELEASE: PIABA: "Investor Choice Act" Needed to Help Main Street Investors Better Protect Their Nest Eggs (April 15, 2021)
COMMENT LETTER: SR-FINRA-2020-030, Rebuttal Comment (January 29, 2021)
COMMENT LETTER: SR-FINRA-2020-045 - Proposed Rule Change to Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) (January 20, 2021)
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In the Media

Trouble With a Broker? Don’t Assume a Payout Is Coming, By Chris Kissell
MoneyTalksNews (October 5, 2021) - Don't automatically expect to be compensated — even if you are granted an arbitration award. If you believe your broker or brokerage firm has harmed you…
NASAA targets brokers that shirk arbitration awards, fines, By James Langton
Investment Executive (October 5, 2021) - Proposed rules aim to address unpaid compensation to harmed investors. With millions in arbitration rulings against U.S. broker-dealers going unpaid, the…
PIABA Pins Hope for Unpaid Arbitration Pool on SEC, By Andrew Kessel
Financial Advisor IQ (September 30, 2021) - The Public Investors Advocate Bar Association is again calling for a national investor recovery pool to cover unpaid Financial Industry Regulatory…
Brokerages failed to pay nearly 30% of dispute awards with investors last year, watchdog says, By Kate Dore
CNBC (September 30, 2021) - Nearly 30% of investor dispute awards went unpaid from brokers in 2020, according to a report from the Public Investors Advocate Bar Association. Many investors don’t…