PIABA Newsroom

COMMENT LETTER: Proposed Amendments to the Quantitative Suitability Obligation Under FINRA Rule 2111 (June 18, 2018)
COMMENT LETTER: Proposed New Rule Governing Outside Business Activities and Private Securities Transactions (April 27, 2018)
COMMENT LETTER: Proposed Amendments to its Membership Application Program to Incentivize Payment of Arbitration Awards (April 9, 2018)
COMMENT LETTER: Proposed Rule Change Relating to Eliminate the Fee for an Explained Decision (April 4, 2018)
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In the Media

Warren, PIABA call for FINRA fund to pay arbitration awards, By Kenneth Corbin
FinancialPlanning (March 7, 2018) -- Investor advocates and one of their leading voices in Congress are upping pressure on FINRA to ensure that bilked investors are paid the compensation they were…
Savings of Ex-NFL Player Left Gutted by Unpaid FINRA Arb Award, By Melanie Waddell
ThinkAdviser (March 7, 2018) -- Former NFL player Bruce Wilkerson would finally receive the $610,000 arbitration award he was granted in 2015 if legislation introduced Tuesday by Sen. Elizabeth…
Finra unpaid arbitration increased in 2017, PIABA report finds, By Mark Schoeff Jr.
InvestmentNews (March 7, 2018) -- Lawyers group calls on broker regulator to set up fund to compensate investors Lawyers representing customers in Finra arbitration released a report Wednesday…
PIABA: As Unpaid Arbitration Awards Top $200 Million, Congress Must Force Creation Of "Arbitration Pool" If FINRA Does Not Act
PR Newswire (March 7, 2018) -- "The Problem is Not Solving Itself" and FINRA Discussions Seen as Inadequate; NFL Player Is Typical of Individuals Losing Life Savings, Getting $0 of Awarded Funds.…