In the Media

Financial Advisor IQ (March 20, 2018) -- Finra has what it takes to address the hundreds of millions of dollars that go unpaid from its arbitration awards, and the time to act is now, InvestmentNews…
The Hill (March 19, 2018) -- Much of Wall Street regulates itself through self-regulatory organizations overseen by the continually underfunded Securities and Exchange Commission (SEC).   The…
InvestmentNews (March 17, 2018) -- A much more feasible remedy has recently been put forth by PIABA It is clear to anyone paying attention that there is something wrong with the Financial Industry…
PR Newswire (March 16, 2018) -- Public Investors Arbitration Bar Association Cautions that Retirement Investors Will "Lose Billions" Without Preservation of More Stringent Standards for Financial…