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cheapstocksfor2015.com (InvestmentNews) (December 13, 2013) -- Finra is considering raising the fees related to pursuing an arbitration claim against a brokerage firm in order to increase the pay for…
Reuters (December 5, 2013 10:45 am) -- A long-running battle over whether the top U.S. securities regulator should release records about its supervision of Wall Street's arbitration process is about…
Registration fees for equity crowdfunding portals also on agenda at regulator's Thursday meetingInvestmentNews (December 4, 2013 10:35 am) -- Finra is considering raising the fees related to pursuing…
Registration fees for equity crowdfunding portals also on agenda at regulator's Thursday meetingMcGladrey Litigation Review (December 4, 2013 10:35 am) -- Finra is considering raising the fees…
sutherland.com (SAC) (December 2013) -- On October 18, 2013, the Public Investors Arbitration Bar Association (PIABA) issued a “study” criticizing FINRA’s expungement procedures. This “study” has…
Regulator zeroed in on wrongdoers through its high-risk program, Ketchum tells senatorInvestmentNews (Nov 22, 2013 11:45 am) -- Finra has identified more than three dozen brokers since the beginning…
Finra should seek to make the arbitration pool more diverse because diversity offers significant benefitsInvestmentNews (Nov 16, 2014 11:01 pm) -- Finra's arbitration process has come under attack…
VepsMagazine (Reuters) (November 13, 2013) -- There are no second acts in American life unless you are a stock broker. Then, there can be third and fourth acts, too.Some brokers who get fired…
Reuters (November 7, 2013 2:35 pm) -- There are no second acts in American life unless you are a stock broker. Then, there can be third and fourth acts, too.Some brokers who get fired have no trouble…
Yahoo!Finance (Reuters) (November 7, 2013 2:35 pm) -- There are no second acts in American life unless you are a stock broker. Then, there can be third and fourth acts, too.Some brokers who get…