PIABA Newsroom

PRESS RELEASE: Nearly Half of FINRA's "Public Governors" Have Industry Ties and Other Conflicts of Interest (November 15, 2017)
COMMENT LETTER: Model Legislation or Regulation to Protect Vulnerable Adults from Financial Exploitation (November 2, 2017)
AMICUS BRIEF: Van Dyke vs Illinois Department of Securities, No. 121452, Motion of Amicus Curiae PIABA for Leave to File Amicus Brief in Support of Defendants - Appellants (October 26, 2017)
PRESS RELEASE: Chicago Attorney Takes Over Reins of Investor Lawyer Association (October 23, 2017)
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In the Media

FINRA moves to toughen expungement rules, By Margarida Correia
FinancialPlanning (February 8, 2018) - Brokers are pushing back against proposed FINRA rule changes that will make it much more difficult to erase customer complaints from their regulatory records…
Is California the State Where Crowdfunding Goes to Die? Maybe Not, as Intrastate Legislation Resurfaces, By JD Alois
Crowdfund Insider (January 24, 2018) - California is a state that has attempted to enact intrastate crowdfunding regulations multiple times. Honestly, I have lost count as to how many times bills…
Finra arbitrators award more than $4 million in case against rogue broker, By Mark Schoeff Jr.
InvestmentNews (January 23, 2018) - The settlement would make the harmed investors whole, but can they collect? Finra arbitrators awarded more than $4 million to a group of investors who say a…
Securities Class Action Lawsuits: What Investors Should Know, By FINRA Staff
The Motley Fool (January 9, 2018) - Know your rights, or you could miss out on money you're entitled to. It is not uncommon for FINRA to receive calls from investors about a securities class action…