PIABA Newsroom

AMICUS BRIEF: Van Dyke vs Illinois Department of Securities, No. 121452, Motion of Amicus Curiae PIABA for Leave to File Amicus Brief in Support of Defendants - Appellants (October 26, 2017)
PRESS RELEASE: Chicago Attorney Takes Over Reins of Investor Lawyer Association (October 23, 2017)
COMMENT LETTER: Extension of Transition Period and Delay of Applicability Dates (September 15, 2017)
COMMENT LETTER: Proposed Rule Change Relating to the Definition of Non-public Arbitrator (August 18, 2017)
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In the Media

SEC Chairman Jay Clayton's quest to forge a fiduciary standard, By Mark Schoeff Jr.
InvestmentNews (November 4, 2017) - The new SEC chairman is confident he can come up with a rule better than that of the Department of Labor — one that satisfies brokers, investment advisers and…
Trump administration seeks to give boost to 401(k) annuities, By Greg Iacurci
InvestmentNews (October 31, 2017) - A Treasury proposal seeks to amend rules for plan sponsors to help them assess the long-term viability of insurance companies The Trump administration wants to…
Will Brokerages Demand Protection From Lawsuits?
Barron's (October 26, 2017) - Consumers won’t be able to sue banks and credit-card companies, thanks to Congress. And some predict they’ll soon be blocked from suing brokerages as well, reports…
Senate's takedown of the CFPB's class-action rule may pave way for challenge to Finra policy
InvestmentNews (October 25, 2017) - Investor advocates fear brokerage firms may seek to overturn Finra's rule banning class-action waivers in customer agreements After the Senate's rejection Tuesday…