PIABA Newsroom

COMMENT LETTER: Engagement Initiative Comment on Potential Enhancements to Certain Engagement Programs (June 19, 2017)
COMMENT LETTER: Proposed Rule Change Relating to Expediting List Selection in Arbitration (June 1, 2017)
AMICUS BRIEF: Reading Health System vs. Bear Stearns & Co., n/k/a J.P. Morgan Securities LLC, No. 16-4234, Amicus Curiae Brief of Public Investors Arbitration Bar Association in Support of Plaintiff-Appellee (3d Cir.) (May 18, 2017)
COMMENT LETTER: California AB 1517 (Muratsuchi/Chiu) - Support (April 20, 2017)
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In the Media

SEC Chairman Jay Clayton's quest to forge a fiduciary standard, By Mark Schoeff Jr.
InvestmentNews (November 4, 2017) - The new SEC chairman is confident he can come up with a rule better than that of the Department of Labor — one that satisfies brokers, investment advisers and…
Trump administration seeks to give boost to 401(k) annuities, By Greg Iacurci
InvestmentNews (October 31, 2017) - A Treasury proposal seeks to amend rules for plan sponsors to help them assess the long-term viability of insurance companies The Trump administration wants to…
Will Brokerages Demand Protection From Lawsuits?
Barron's (October 26, 2017) - Consumers won’t be able to sue banks and credit-card companies, thanks to Congress. And some predict they’ll soon be blocked from suing brokerages as well, reports…
Senate's takedown of the CFPB's class-action rule may pave way for challenge to Finra policy
InvestmentNews (October 25, 2017) - Investor advocates fear brokerage firms may seek to overturn Finra's rule banning class-action waivers in customer agreements After the Senate's rejection Tuesday…