In the Media

Business Wire (June 4, 2019) - Ahead of Vote, Leading Investor Watchdog Group Accuse SEC of Falsely Claiming Reg BI Better for Investors; CFA, PIABA and Better Markets Warn Mislabeled Proposal is “…
Financial Advisor (June 4, 2019) - The Securities and Exchange Commission is just 24 hours away from a historic vote to finalize its long-awaited plan for overhauling broker conflict-of-interest…
Financial Advisor IQ (May 30, 2019) - Morgan Stanley relies on flawed legal arguments in its attempt to “shoehorn” a client into Finra arbitration, according to a brief filed by the client, Nirav…
Financial Advisor (May 23, 2019) - The House of Representatives passed an amendment late Wednesday that would prohibit mandatory arbitration agreements and reinstate the right of investors to bring…