PIABA Newsroom

Statement of Christine Lazaro On behalf of the Public Investors Arbitration Bar Association (PIABA) Before the New Jersey Bureau of Securities (November 19, 2018)
PIABA NAMES 2019 OFFICERS AND DIRECTORS (October 19, 2018)
REPORT: FINRA's Attempt to Gut Investor Protection; Proposed Reforms to FINRA Supervision Rules (October 4, 2018)
PRESS RELEASE: Investors Face Major Uptick in Investment Scams if FINRA Unleashes "Rogue Brokers" by Gutting Supervision Rules (October 4, 2018)
Subscribe to PIABA Newsroom

In the Media

Vermont establishes restitution fund for victims of investment fraud, By Mark Schoeff Jr.
InvestmentNews (June 19, 2019) - Portion of settlements with financial perpetrators would supply the pool.  Vermont victims of investment fraud will be more likely to recover money thanks to a…
Retirement Lobby Group Says Legal Battles Over SEC’s Reg BI May Be Imminent, By Garrett Keves
Financial Advisor IQ (June 11, 2019) - Legal battles over the SEC’s Regulation Best Interest package may be imminent as consumer groups and legislators have already voiced staunch opposition,…
Will the SEC’s Reg BI Be Challenged in Court? By Ted Godbout
NAPA (June 10, 2019) - Regulatory Compliance The ink is not yet dry on the SEC’s new investment advice package, but the prospects of a looming legal battle have already surfaced.  The SEC voted 3-1…
The SEC's new financial adviser rule gets mixed reviews, By Dion Rabouin
AXIOS (June 6, 2019) - The SEC has passed Regulation Best Interest, a new rule requiring stockbrokers and financial advisers to act in the best interest of their clients. Yes, but: There are some…