In the Media

InvestmentNews (October 23, 2017) - Suggestions for uses range from establishing funds for harmed investors, those whose arbitration awards go unpaid or giving it to the Treasury Department The $176.…
ThinkAdvisor (October 23, 2017) - Setting up unpaid arbitration pool, stopping 'watered down' SEC fiduciary rule among his priorities The Public Investors Arbitration Bar Association announced Monday…
InvestmentNews (October 19, 2017) - Move is designed to address unpaid arbitration claims, but critic says it doesn't go far enough Finra is seeking to allow investors in arbitration to take their…
Barron's (October 19, 2017) - Finra wants to allow investors in arbitration to take their claims to court if their brokerages or brokers go bankrupt while arbitration is underway, InvestmentNews…