AboutLawsuits.com (October 10, 2014) -- A group of attorneys who represent investors in claims against stock brokers and the financial industry is criticizing the independent regulatory organization…
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In the Media
Business Leader Singapore (October 9, 2014 3:50 am) -- Many investors are behind on their retirement savings following bear-market setbacks. Others have just started saving late. Charles Schwab’s…
RIA Central Digests (October 9, 2014) -- Too old and too male is how the Public Investors Arbitration Bar Association (Piaba) described Finra arbitrators in a recent study. The association also…
TheStreet (October 8, 2014 5:00 am) -- Did you hear the one about the guy who got on a Finra arbitration panel even though he'd pled no-contest after being indicted for practicing law without a…
NASAA Statement on PIABA Arbitration StudyNASAA (October 8, 2014) -- The following is a statement from William Beatty, Washington Securities Director and president of the North American Securities…
USA Today (October 7, 2014 3:41 pm) -- The Financial Industry Regulatory Authority arbitration pools that decide many investor disputes with brokers lack diversity, raising the prospect the system…
Law 360, New York (October 7, 2014 3:29 pm) -- The Financial Industry Regulatory Authority isn’t doing enough to recruit a diverse set of arbitrators or vet their biases, and as a result investors…
Wall Street Journal (October 7, 2014 1:58 pm) - The roster of arbitrators chosen to resolve disputes between investors and brokers lacks diversity, according to an organization of lawyers who…
LegalTimes (October 7, 2014 12:38 pm) -- Old men. That’s who decide most investor disputes in the United States, according to a study by the Public Investors Arbitration Bar Association, which found…
LexisNexis® Legal Newsroom Securities (October 7, 2014 11:29 am) -- The Financial Industry Regulatory Authority isn’t doing enough to recruit a diverse set of arbitrators or vet their biases, and as…