Investopedia.com (April 8, 2015) -- The Financial Industry Regulatory Authority's (FINRA) BrokerCheck tool has long been used by investors looking to do due iligence when hiring a financial advisor…
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In the Media
HuffingtonPost.com (April 7, 2015 4:25 pm) -- Ethel Sprouse has a difficult life. She is a baby boomer from Cedar Bluff, Ala. Her husband has Alzheimer's disease. Her adult daughter is mentally…
Law360, New York (April 07, 2015, 9:51 AM) -- On March 25, the Public Investors Arbitration Bar Association issued a self-described “review”[1] or “study”[2] (the report) finding that, in their…
Mainstreet.com (New York) (April 7, 2015 5:45 am) -- Today's investors may feel overwhelmed by the abundance of information available, not all of it trustworthy. If you're looking for reliable…
Reading Eagle (April 5, 2015 11:01 PM) -- They say that if something looks, acts and quacks like a duck, it must be a duck.But what if you take a bite of it and it tastes like chicken?That's the…
MarketWatch (April 4, 2015 8:27 am) -- They say that if something looks, acts and quacks like a duck, it must be a duck. But what if you take a bite of it and it tastes like chicken?That’s the…
Tulsa World (April 1, 2015 11:00 pm) -- They say that if something looks, acts and quacks like a duck, it must be a duck.But what if you take a bite of it and it tastes like chicken? That’s the…
Storytime from PRX (April 1, 2015) -- Their commercials make it appear that brokerage and other financial services firms are acting in your best interests. They're fibbing. The majority (around 8 in…
BNA Compliance Report (April 1, 2015)Back to In the Media
philly.com (March 31, 2015) -- Your stockbroker is not a "fiduciary." What exactly does that mean? Stockbrokers don't always have your best financial interest at heart.Don't get me wrong: I have…