In the Media

Investment News (April 27, 2021) - The regulator has extended its postponement of in-person arbitration proceedings through July 2, but says it expects to resume normal proceedings in some locations…
Business Wire (April 27, 2021) - With No Guarantee of Even Zoom Hearings, Investor Cases Languish As Defendant Brokers and Firms Are Allowed to Exploit FINRA Delay to Their Benefit In a letter sent…
ThinkAdvisor (April 21, 2021) - What You Need to Know The SEC and CFTC are to establish a digital asset working group under the Eliminate Barriers to Innovation Act. The Senior Security Act…
JD SUPRA (April 21, 2021) - On April 15, 2021, the Public Investors Advocate Bar Association (“PIABA”) issued a statement supporting a bill called the Investor Choice Act of 2021.  If enacted, this…