The American Prospect (October 6, 2021) - Persistent advocates and new strategies have led some companies to relent on blocking access to courts. But there’s a long way to go.
It sounds like a scene…
PIABA Newsroom
In the Media
AdvisorHub (October 6, 2021) - The North American Securities Administrators Association unveiled this week proposed model rules through which state regulators could revoke licenses of state-…
InvestmentNews (October 5, 2021) - The North American Securities Administrators Association, the group representing state and provincial securities regulators, will put out for public comment a set…
MoneyTalksNews (October 5, 2021) - Don't automatically expect to be compensated — even if you are granted an arbitration award.
If you believe your broker or brokerage firm has harmed you…
Investment Executive (October 5, 2021) - Proposed rules aim to address unpaid compensation to harmed investors.
With millions in arbitration rulings against U.S. broker-dealers going unpaid, the…
Financial Advisor IQ (September 30, 2021) - The Public Investors Advocate Bar Association is again calling for a national investor recovery pool to cover unpaid Financial Industry Regulatory…
CNBC (September 30, 2021) - Nearly 30% of investor dispute awards went unpaid from brokers in 2020, according to a report from the Public Investors Advocate Bar Association.
Many investors don’t…
Investment News (September 29, 2021) - The problem has continued its upward trajectory, said the lawyers organization, since releasing its first report in 2016.
Nearly one out of three customers who…
Financial Planning (September 29, 2021) - Questionable brokerages with rogue salespeople deservedly get slammed for routinely failing to pay regulator-ordered money to investors whom they’ve cheated…
Wealth Management (September 29, 2021) - The Public Investors Arbitration Bar Association (PIABA) found that 24% of money awarded last year went unpaid; the group argues the problem of unpaid…