In the Media

Financial Advisor IQ (March 27, 2018) -- A Finra panel has ordered a pair of former brokers to pay back clients $845,000 over losses tied to a multimillion-dollar stock fraud scheme, InvestmentNews…
InvestmentNews (March 27, 2018) -- The question now becomes whether Alliance Affiliated Equities Corp. will be able to collect the arbitration award, a problem investors often face t's not just…
Financial Planning | BIC (March 22, 2018) -- Parties to a FINRA arbitration will no longer have to pay a $400 fee for an explanation as to why the arbitrators ruled the way they did, according to a…
Financial Advisor IQ (March 20, 2018) -- Finra has what it takes to address the hundreds of millions of dollars that go unpaid from its arbitration awards, and the time to act is now, InvestmentNews…