PIABA Newsroom
In the Media
InvestmentNews (March 17, 2018) -- A much more feasible remedy has recently been put forth by PIABA
It is clear to anyone paying attention that there is something wrong with the Financial Industry…
PR Newswire (March 16, 2018) -- Public Investors Arbitration Bar Association Cautions that Retirement Investors Will "Lose Billions" Without Preservation of More Stringent Standards for Financial…
Law360 (March 16, 2018) -- A Fifth Circuit ruling vacating the U.S. Department of Labor’s fiduciary rule for retirement account advisers has created confusion across a broad swath of the U.S.…
Financial Advisor (March 8, 2018) -- The Public Investors Arbitration Bar Association (PIABA) used a press conference Wednesday to call on Finra to create an “investor recovery pool” that would use…
Financial Advisor IQ (March 8, 2019) -- Sen. Elizabeth Warren, D-Mass., wants to make Finra liable for unpaid arbitration awards, ThinkAdvisor writes.
The senator’s Compensation for Cheated Investors…
Barron's (March 8, 2018) -- Here’s a good example of an investor who won an arbitration case against his advisor, only to get stiffed. It’s part of a huge problem that legislation from Sen. Elizabeth…
InvestmentNews (March 8, 2018) -- SEC says Merrill missed 'red flags' while selling millions of shares
Bank of America Merrill Lynch has reached a settlement agreement with the Securities and…
FinancialPlanning (March 7, 2018) -- Investor advocates and one of their leading voices in Congress are upping pressure on FINRA to ensure that bilked investors are paid the compensation they were…
ThinkAdviser (March 7, 2018) -- Former NFL player Bruce Wilkerson would finally receive the $610,000 arbitration award he was granted in 2015 if legislation introduced Tuesday by Sen. Elizabeth…
InvestmentNews (March 7, 2018) -- Lawyers group calls on broker regulator to set up fund to compensate investors
Lawyers representing customers in Finra arbitration released a report Wednesday…