Investment Executive (October 5, 2021) - Proposed rules aim to address unpaid compensation to harmed investors.
With millions in arbitration rulings against U.S. broker-dealers going unpaid, the…
PIABA Newsroom
In the Media
Financial Advisor IQ (September 30, 2021) - The Public Investors Advocate Bar Association is again calling for a national investor recovery pool to cover unpaid Financial Industry Regulatory…
CNBC (September 30, 2021) - Nearly 30% of investor dispute awards went unpaid from brokers in 2020, according to a report from the Public Investors Advocate Bar Association.
Many investors don’t…
Investment News (September 29, 2021) - The problem has continued its upward trajectory, said the lawyers organization, since releasing its first report in 2016.
Nearly one out of three customers who…
Financial Planning (September 29, 2021) - Questionable brokerages with rogue salespeople deservedly get slammed for routinely failing to pay regulator-ordered money to investors whom they’ve cheated…
Wealth Management (September 29, 2021) - The Public Investors Arbitration Bar Association (PIABA) found that 24% of money awarded last year went unpaid; the group argues the problem of unpaid…
Financial Advisor (September 29, 2021) - Nearly one out of four dollars awarded to investors in 2020 went unpaid, even as many brokerage firms’ profits grew to record levels, according to a new…
Wealth Management (September 22, 2021) - In her first address as the 104th president of the North American Securities Administrators Association, Maryland Securities Commissioner Melanie Senter Lubin…
InvestmentNews (September 21, 2021) - The new leader of the umbrella organization for state securities regulators took office Tuesday promising to work on making it harder for brokers to clear their…
AdvisorHub (September 16, 2021) - Former Merrill Lynch superstar Phil Scott, who last year took his $18 million-producing team in the Seattle suburbs to First Republic, struck out in an attempt to…