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All applicants must complete questions 1 through 3
Additionally, please complete questions 4 through 6 if you are NOT a solo practitioner.
* Customer is defined as a "public investor"
(1) If the correct entry on line 1 is "zero", please enter your figures from last year's affirmation on lines 2 and 3.
(2) If the correct entry on line 4 is "zero" and you have not changed law firms, please enter your figures from last year's affirmation on lines 5 and 6.
(3) Lines 2 and 3 must equal 100%; Lines 5 and 6 must equal 100% (both are exclusive of intra-industry disputes).
* As to your defense practice in the securities/commodities fields, please list all such cases in the last two years. Describe the kind of case (customer or industry) and the party you represented.