THE PIABA QUARTERLY VOLUME 6, NO. 1 • 1999
LETTER FROM THE PRESIDENT
Mark E. Maddox
FROM THE PROFESSOR
Joseph C. Long
NASD INTAKE STAFF HARASSMENT OF PUBLIC CUSTOMERS
Scot Bernstein
U.S. FIRST CIRCUIT OVERTURNS ROSENBERG IN ROSENBERG V. MERRILL LYNCH
L. Jerome Stanley
NY COURT REFUSES TO ALLOW INTRODUCING BROKER TO BENEFIT FROM CLEARING BROKER’S ARBITRATION AGREEMENT
L. Jerome Stanley
NORTH CAROLINA STATE COURT HOLDS THAT ELIGIBILITY IS TO BE DETERMINED BY ARBITRATORS
L. Jerome Stanley
U.S. EIGHTH CIRCUIT CONFIRMS ARBITRATION AWARD AGAINST STRATTON OAKMONT CONTROL PERSONS INCLUDING PUNITIVE DAMAGES
L. Jerome Stanley