THE PIABA QUARTERLY VOLUME 5, NO. 2 • 1998
LETTER FROM THE PRESIDENT
Diane A. Nygaard
FROM THE PROFESSOR - ESTABLISHING LIABILITY UNDER SEC RULE 10B-6 IN ACTIONS AGAINST SECOND TIER BROKERAGE FIRMS
Joseph C. Long
NEW YORK DISTRICT COURT REFUSES TO VACATE PUNITIVE DAMAGE OF ATTORNEY FEE AWARD BASED ON NEW YORK CHOICE OF LAW PROVISION
L. Jerome Stanley
NINTH CIRCUIT PRECLUDES ARBITRATION OF TITLE VII CLAIMS
L. Jerome Stanley
PENNSYLVANIA DISTRICT COURT RULES ON SECTION 15 TOLLING ARGUMENT
L. Jerome Stanley
SEVENTH CIRCUIT ALLOWS ARBITRATION AGAINST PRINCIPALS OF CLOSED BROKER / DEALER
L. Jerome Stanley
THE USE OF NASD NOTICE TO MEMBERS BULLETINS AS PRECEDENT IN ARBITRATION PROCEEDINGS
Timothy J. O'Connor