THE PIABA QUARTERLY VOLUME 4, NO. 2 • 1997
LETTER FROM THE PRESIDENT
Rosemary Shockman
FROM THE PROFESSOR - BACK TO BASICS, PART II
Joseph C. Long
NASAA CRACKDOWN ON SECURITIES FRAUD OVER THE PHONE
REPORT FROM NEW YORK
Seth Lipner
THE USE OF SECURITIES AND EXCHANGE COMMISSION DECISIONS AS PRECEDENT IN ARBITRATION PROCEEDINGS
Timothy J. O’Connor