THE PIABA QUARTERLY VOLUME 3, NO. 2 • 1996
LETTER FROM THE PRESIDENT
L. Jerome Stanley
FROM THE PROFESSOR
Joseph C. Long
SIA MAKES ITS RESPONSE TO THE RUDDER REPORT
THE U.S. 5TH CIRCUIT RULES ON ERISA AND ELIGIBILITY IN KRAMER
L. Jerome Stanley
SEVENTH CIRCUIT HOLDS FIRM LIABLE AS CONTROL PERSON IN HARRISON
L. Jerome Stanley
SIXTH CIRCUIT AFFIRMS DEFAMATION AND PUNITIVE DAMAGE AWARD IN U-5 CASE
L. Jerome Stanley
MICHIGAN U.S. DISTRICT COURT FINDS NO PRIVATE REMEDY FOR BROKER FOR NASD RULE VIOLATION
L. Jerome Stanley
PIABA FILES AMICUS BRIEF ON THE AMEX WINDOW
L. Jerome Stanley
MICHIGAN U.S. DISTRICT COURT EXAMINES REASONABLE RELIANCE AND THE “PROSPECTUS DEFENSE”
L. Jerome Stanley
$1.3 MILLION BLUE SKY RESCISSION CLAIM GRANTED
William A. Jacobson
DERIVATIVES MAY NOT BE GOOD INVESTMENTS FOR BANKS ACTING AS FIDUCIARIES, OCC SAYS
NEW ARIZONA SECURITIES LEGISLATION
Rosemary J. Shockman
FEDERAL JUDGE DENIED SUMMARY JUDGMENT AND SLAMS POLARIS
Joel H. Bernstein
POLARIS CLASS ACTION CERTIFIED
Joel H. Bernstein
NASD NATIONAL ARBITRATION AND MEDIATION COMMITTEE UPDATE
Mark E. Maddox
REPORT FROM NEW YORK
Seth Lipner