PIABA BAR JOURNAL VOLUME 9, NO. 2 • 2002
SUMMER PRESIDENT’S MESSAGE
Philip M. Aidikoff
FROM THE PROFESSOR - AN INTRODUCTION TO STATE SECURITIES LAW
Joseph C. Long
PROFLIPNER’S I LOVE NEW YORK (LAW): OF BROKER-DEALERS, INVESTMENT ADVISORS, AND EXCULPATORY CONTRACTS
Seth E. Lipner
COMMODITIES CORNER - A PRIMER ON DISPUTE RESOLUTION AT NATIONAL FUTURES ASSOCIATION
Heather Cook
PRACTITIONER’S CORNER - THE OPENING STATEMENTS AND SUMMATIONS THAT ARBITRATORS WANT TO HEAR
David Robbins
THE BROKERS’ DUTY TO MONITOR ACCOUNTS AND RECOMMEND PROTECTIVE MEASURES: IS THERE AN INDUSTRY STANDARD?
Jay Salamon and Anthony J. Hartman
A SUMMARY OF THE RULES OF EVIDENCE: ESSENTIAL TOOLS FOR SURVIVAL BOTH IN COURT AND IN ARBITRATION
Vincent DiCarlo
SPREADS, MARKUPS, SALES CREDITS AND TRADING COSTS
Craig McCann and Richard G. Himelrick
PUBLIC CITIZEN RELEASES THE COSTS OF ARBITRATION
Jackson Williams and Morgan Lynn
VIEW FROM THE WEST GETTING PAID - PART 2
Scot Bernstein
ORIGINS OF THE SIEDLE DIRECTORY OF SECURITIES DEALERS AND NASD OPPOSITION TO ITS PUBLICATION
Edward Siedle
CONCENTRATION: TOO MUCH OF A GOOD THING?
Tracy Pride Stoneman and Douglas J. Schulz
BRIEF SPOTLIGHT - THE INAPPLICABILITY OF STATUTES OF LIMITATIONS ON ACTIONS TO PRIVATE CONTRACTUAL ARBITRATION PROCEEDINGS
Scot Bernstein
INCREASING THE LIKELIHOOD OF SETTLEMENT IN MEDIATION
Joan Protess
RECENT ARBITRATION AWARDS
Ryan K. Bakhtiari
CASES AND MATERIALS
Charles W. Austin, Jr.