PIABA B.J., Vol 29, No 2 (2022)

PIABA BAR JOURNAL VOLUME 29, NO. 2 • 2022

FORM CRS IN PRACTICE: HOW THE SEC FAILS TO PROTECT RETAIL INVESTORS
Zev T. Chabus

UNDERSTANDING INVESTMENT ADVISER DISCLOSURE REQUIREMENTS: WHAT ARE YOU NOT SEEING?
Courtney Werning

ALL OR NOTHING––CONFINING MATERIALITY AND ACTIONABLE DUTIES TO DISCLOSE: WHY ITEM 303 CANNOT ESTABLISH AN AFFIRMATIVE DUTY TO DISCLOSE UNDER RULE 10B-5
James Barnscum

RECENT ARBITRATION AWARDS
Melanie Cherdack and Sara E. Hanley

CASES & MATERIALS
Jason Burge and Tad Barlett

WHERE WE STAND

a publication of Public Investors Advocate Bar Association