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PIABA B.J., Vol 29, No 1 (2022)

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PIABA B.J., Vol 29, No 1 (2022).pdf

PIABA BAR JOURNAL VOLUME 29, NO. 1 • 2022


FINRA ARBITRATION’S PERSISTENT UNPAID AWARD PROBLEM: PIABA’S THIRD REPORT CONCERNING FINRA’S REFUSAL TO TACKLE THE UNPAID ARBITRATION AWARD PROBLEM HEAD-ON
Hugh Berkson and David P. Meyer

THE OBLIGATIONS AND REGULATORY CHALLENGES OF ONLINE BROKERDEALERS AND TRADING PLATFORMS
Christine Lazaro and Teresa J. Verges

RILING UP AS RECOMMENDATION: HOW COMMISSION-FREE BROKERAGES RECOMMEND ACTIVE INVESTING TO THE PUBLIC
Travis Studdard

SECURITIES LITIGATION CONCERNS FOR BUYERS AND SELLERS IN THE NFT MARKET
Jean-Pierre Bado

LESSONS LEARNED FROM COVERED CALL CASES
Frederick Rosenberg

RECENT ARBITRATION AWARDS
Melanie Cherdack and Sara E. Hanley

CASES & MATERIALS
Jason Burge and Tad Barlett

WHERE WE STAND

a publication of Public Investors Advocate Bar Association
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