PIABA BAR JOURNAL VOLUME 26, NO. 3 • 2019
DUTIES OF BROKER DEALERS AS TO TRANSFERRED-IN SECURITIES: DEFEATING THE “SOME OTHER DUDE DID IT” DEFENSE
Thomas D. Mauriello
PRODUCTION OF REGULATORY INVESTIGATION DOCUMENTS IN FINRA ARBITRATION
Stefan Apotheker
RIA STATE STANDARDS OF CONDUCT AND THE PRIVATE RIGHT OF ACTION SURVEYING CALIFORNIA, FLORIDA, ILLINOIS AND TEXAS
Michael S. Edmiston and Maria Vaz Ferreira
CURRENT REGULATORS OVERSEEING CRYPTOCURRENCIES ARE RESTRICTING ACCESS TO THIS INNOVATIVE NEW TECHNOLOGY
Matthew Barrack
CASES & MATERIALS
Lance McCardle
RECENT ARBITRATION AWARDS
Christopher J. Gray
FROM THE EDITOR
Joseph Wojciechowski
WHERE WE STAND