PIABA BAR JOURNAL VOLUME 24, NO. 2 • 2017
NATURE VERSUS NURTURE: RANKING BROKERAGE FIRMS BY THEIR BROKERS’ HISTORIES OR BY THEIR HISTORY’S BROKERS
Craig McCann, Chuan Qin, Mike Yan
HAVE FINTECH, REGTECH AND TECHONOLOGICAL ADVANCES RENDERED LIST 1 OF THE FINRA DISCOVERY GUIDE OBSOLETE?
Timothy J. O’Connor
THE USE OF ARBITRATOR VOIR DIRE IN FINRA ARBITRATIONS
Moshe Y. Singer
STATEMENTS OF CLAIM – PRACTICE COMMENTARY
David E. Robbins and Sam Silverstein
ARBITRATION PLEADINGS: THE COURAGE TO SIMPLIFY
James D. Yellen
MOTIONS TO DISMISS – ELIGIBILITY AND STATUES OF LIMITATIONS
Michael Edmiston
OPTIONS DAMAGES: DANGEROUS ASSIGNMENTS WITH A TWIST
Frederick Rosenberg
INVESTORS, CORNERED: FINRA UNDER FIRE, BUT FOR THE RIGHT REASONS?
Jason M. Kueser
INVESTORS, CORNERED: THE UNOPPOSED EXPUNGEMENT – FINRA’S ABDICATION OF ITS MISSION TO PROTECT THE CRD
Michael Edmiston
RECENT ARBITRATION AWARDS
Jason M. Kueser
CASES & MATERIALS
Joseph Wojciechowski