PIABA BAR JOURNAL VOLUME 21, NO. 1 • 2014

VACATUR PETITIONS AND THE WAIVER DOCTRINE
Seth E. Lipner

LEVERAGED CLOSED-END FUNDS: FOR A ‘VERY NARROW BAND OF INVESTORS’SORTING THE TIGERS FROM THE TORTOISES
Louis L. Straney

SUPREMISLATION OF THE FAA: SELLING OUT THE 7TH AMENDMENT?
Lisa “Z” Zeller

COMPUTER MODEL ILLUSTRATIONS IN SECURITIES ARBITRATION CASES
Michael B. Engdahl, JD, MS, CFP

FINRA’S INTERPRETATION OF “CUSTOMER” IN REGULATORY NOTICE 12-55
Michael G. Sayre

THE FALL OF WILLOW
Geng Deng, PhD, FRM and Craig McCann, PhD, CFA

RECENT ARBITRATION AWARDS
Robert Van De Veire

CASES & MATERIALS
Carl Carlson

WHERE WE STAND

a publication of Public Investors Arbitration Bar Association

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