PIABA BAR JOURNAL VOLUME 21, NO. 1 • 2014
VACATUR PETITIONS AND THE WAIVER DOCTRINE
Seth E. Lipner
LEVERAGED CLOSED-END FUNDS: FOR A ‘VERY NARROW BAND OF INVESTORS’SORTING THE TIGERS FROM THE TORTOISES
Louis L. Straney
SUPREMISLATION OF THE FAA: SELLING OUT THE 7TH AMENDMENT?
Lisa “Z” Zeller
COMPUTER MODEL ILLUSTRATIONS IN SECURITIES ARBITRATION CASES
Michael B. Engdahl, JD, MS, CFP
FINRA’S INTERPRETATION OF “CUSTOMER” IN REGULATORY NOTICE 12-55
Michael G. Sayre
THE FALL OF WILLOW
Geng Deng, PhD, FRM and Craig McCann, PhD, CFA
RECENT ARBITRATION AWARDS
Robert Van De Veire
CASES & MATERIALS
Carl Carlson