PIABA B.J., Vol 20, No 1 (2013)

PIABA BAR JOURNAL VOLUME 20, NO. 1 • 2013

FINRA SIX-YEAR ELIGIBILITY RULE 12206: THE PURCHASE DATE IS OFTEN NOT THE TRIGGERING “OCCURRENCE OR EVENT GIVING RISE TO A CLAIM”
Philip M. Aidikoff, Robert A. Uhl, Ryan K. Bakhtiari, Katrina M. Boice, and Steven B. Caruso

ROLLING BACK THE ECONOMIC LOSS DOCTRINE IN SECURITIES DISPUTES AGAINST FINANCIAL INTERMEDIARIES
Benjamin P. Edwards

ARBITRARY STANDARDS FOR ARBITRATOR CONFLICTS OF INTEREST: UNDERSTANDING THE “EVIDENT PARTIALITY” STANDARD
Bryn Fuller

A SHORT STORY ABOUT THE COST OF VARIABLE ANNUITY OPTIONS (THESE “BELLS AND WHISTLES” CAN SINK YOUR INVESTMENT)
David M. Sanderford

SWIMMING NAKED WHEN THE TIDE GOES OUT NAKED/SHORT OPTIONS 2013
Douglas J. Schulz

USING EMMA TO ASSESS MUNICIPAL BOND MARKUPS
Geng Deng, PhD, FRM and Craig McCann, PhD, CFA

RECENT ARBITRATION AWARDS
John S. Burke

CASES & MATERIALS
Bradley Stark

WHERE WE STAND

a publication of Public Investors Arbitration Bar Association

2013 © PIABA