PIABA BAR JOURNAL VOLUME 20, NO. 1 • 2013
FINRA SIX-YEAR ELIGIBILITY RULE 12206: THE PURCHASE DATE IS OFTEN NOT THE TRIGGERING “OCCURRENCE OR EVENT GIVING RISE TO A CLAIM”
Philip M. Aidikoff, Robert A. Uhl, Ryan K. Bakhtiari, Katrina M. Boice, and Steven B. Caruso
ROLLING BACK THE ECONOMIC LOSS DOCTRINE IN SECURITIES DISPUTES AGAINST FINANCIAL INTERMEDIARIES
Benjamin P. Edwards
ARBITRARY STANDARDS FOR ARBITRATOR CONFLICTS OF INTEREST: UNDERSTANDING THE “EVIDENT PARTIALITY” STANDARD
Bryn Fuller
A SHORT STORY ABOUT THE COST OF VARIABLE ANNUITY OPTIONS (THESE “BELLS AND WHISTLES” CAN SINK YOUR INVESTMENT)
David M. Sanderford
SWIMMING NAKED WHEN THE TIDE GOES OUT NAKED/SHORT OPTIONS 2013
Douglas J. Schulz
USING EMMA TO ASSESS MUNICIPAL BOND MARKUPS
Geng Deng, PhD, FRM and Craig McCann, PhD, CFA
RECENT ARBITRATION AWARDS
John S. Burke
CASES & MATERIALS
Bradley Stark