PIABA BAR JOURNAL VOLUME 19, NO. 3 • 2012
HOW NEW SWAP REGULATIONS MANDATED BY THE DODD-FRANK ACT COULD HELP STABILIZE THE REPO MARKET
Frederick Hearn
SUITABILITY IN THE WAKE OF FINRA REGULATORY NOTICE 12-55
Jenice L. Malecki, Esq., Adam M. Nicolazzo, Esq. and Robert M. Van De Veire, Esq.
401(k) PLANS: AN ERISA FIDUCIARY RESPONSIBILITY PRIMER PART TWO
Charles G. Humphrey
WHAT IS A TIC WORTH?
Tim Husson, PhD,Craig McCann, PhD, CFA, Edward O’Neal, PhD and Carmen Taveras, PhD
AN EXPERT’S VIEW ON CURRENT TOPICS IN THE SECURITIES AREA
Mark Passacantando, RFC, MBA
RECENT ARBITRATION AWARDS
Howard B. Prossnitz