PIABA BAR JOURNAL VOLUME 19, NO. 2 • 2012
WHO WINS FINRA CASES AND WHY? AN EMPIRICAL ANALYSIS
Howard B. Prossnitz
DISCOVERABILTY OF WELLS SUBMISSIONS: WHAT THEY ARE AND HOW TO GET THEM
Philip M. Aidikoff, Robert A. Uhl, Ryan K. Bakhtiari, and Jeffrey S. Majors
VARIABLE UNIVERSAL LIFE CHANGES EVERYTHING
Theodore E. Affleck, CLU
NEW RULE, OLD REQUIREMENTS: WHY THE NEW FINRA SUITABILITY RULE CODIFIES PRE-EXISTING INDUSTRY STANDARDS
Shrutih Tewarie
GAMED BY MONTE CARLO?
Jeffery E. Schaff, AIFA and Michele L. Schaff, MPA, CPA, PFS, AIFA
PERVASIVE FRAUD: DISCLOSURE PRINCIPLES AND THE FRAUD CREATED THE MARKET THEORY OF RELIANCE
Blair Russell
TRACING A NEW PATH IN FEDERAL SECURITIES REGULATION: RE-EXAMINING THE NEED FOR THE FRAUD CREATED THE MARKET PRESUMPTION IN LIGHT OF THE GREAT RECESSION
Jonathan Sichtermann
REGULATORY RESOURCES FOR INVESTOR ADVOCATES
Steven B. Caruso
RECENT ARBITRATION AWARDS
John S. Burke
CASES & MATERIALS
Birgitta Siegel