PIABA BAR JOURNAL VOLUME 19, NO. 1 • 2012

THE LAND OF LITIGATION MAKE BELIEVE: JANUS CAPITAL GROUP, INC., ET AL. V. FIRST DERIVATIVE TRADERS A CASE COMMENT
Edward Pakarek and Genevieve Shingle

401(K) PLANS: AN ERISA FIDUCIARY RESPONSIBILITY PRIMER Part One
Charles G. Humphrey

BUCKING THE TREND: A CASE FOR REJECTING AN EMERGING NARROW VIEW OF WHO QUALIFIES AS A CUSTOMER IN FINRA ARBITRATION
Alexander Ziccardi

LEVERAGED, INVERSE, AND FUTURES-BASED ETFS
Tim Dulaney, PhD, Tim Husson PhD, and Craig McCann PhD

REGULATORY RESOURCES FOR INVESTOR ADVOCATES
Steven B. Caruso

Where We Stand

a publication of Public Investors Arbitration Bar Association
2012 © PIABA